*296 Bob Wortham, Steven Mason, Asst. U.S. Atty., Tyler, Tex.,
O. Kenneth Dodd, U.S. Atty., Beaumont, Tex., for U.S.
Larry R. Daves, Daves, Hahn & Levy, Tyler, Tex., for Principle,
"Electric Ed" and Holley Lynn, Barry Adams, Michael John,
Water Singing On The Rocks, Diane Temperance, & Little White Owl
& Spring Council. Barry Adams, Missoula, Mont., pro se.
ORDER JUSTICE, Chief Judge.
The United States of America seeks a preliminary injunction against
the defendant Rainbow Family and its members, which would prohibit the
defendants in any way from preparing for, or attending, or
participating in any Spring Council, Summer Gathering or other meeting
of twentyfive or more persons in any National Forest in the State of
Texas, unless they have applied for and obtained a "special
use" permit from the U.S. Forest Service.
A temporary restraining order was entered on May 12, 1988, and
extended on May 19, 1988, which temporarily restrained and enjoined
the defendants from holding any Spring Council or other meeting of
twentyfive persons and more in any National Forest in the State of
Texas, or from organizing or preparing for any such meeting, unless a
special use permit was obtained from the U.S. Forest Service. The
temporary restraining order will expire on June 2, 1988.
Pursuant to 28 U.S.C. s 636(b)(1)(B), the Honorable J. Michael
Bradford, United States Magistrate, was designated to conduct an
evidentiary hearing and to submit proposed findings of fact and
recommendations for the disposition of the motion for preliminary
injunction. Hearings on the motion were conducted on May 13 and May
19, 1988, in Lufkin, Texas. The magistrate's report and
recommendations were submitted on May 27, 1988 and objections thereto
by the parties were received on May 31, 1988. The report has been
considered by the court and a de novo review of the objections of the
parties has been conducted. For the reasons below, the
recommendations of the magistrate shall be adopted in part, and
rejected in part, and the motion for preliminary injunction shall be
denied.
The motion for preliminary injunction, like the government's
application for a temporary restraining order, seeks solely one form
of reliefthat the defendants be enjoined from gathering, or from
preparing for any gathering, in the National Forests, unless and until
they have applied for and received a special use permit. The
defendants have raised a number of objections to the requested relief,
arguing, inter alia, that they are not subject to suit or to the
jurisdiction of this court, that the permit regulations have not been
lawfully adopted, and that the regulations are unconstitutional. They
further contend that the government has failed to demonstrate the
likelihood of irreparable harm if the injunction does not issue, or a
likelihood that it will suceed on the merits.
Plainly, if the special use permit regulations are unlawful or
unconstitutional, the government's basis for the preliminary
injunction evaporates and the injunction must be denied. At the
hearing on the motion for temporary restraining order, it was
determined that the government had sufficiently shown a likelihood of
threat to public safety, health, and to Forest Service property, such
that, if not temporarily restrained and enjoined, irreparable harm
could result from the defendants' failure or refusal to secure a
special use permit in advance of any gathering on Forest Service land.
See Temporary Restraining Order, entered May 12, 1988, at 3. In
regards to the preliminary injunction, therefore, the magistrate was
instructed that he should take evidence and argument on the various
objections raised by the defendants, including whether the court could
properly exercise jurisdiction, whether the special use permit
regulations would in fact apply to any anticipated Rainbow Family
Spring Council or Summer Gathering on Forest Service lands, and
whether the special use permit regulations have been lawfully adopted
or impermissibly burden the defendants' constitutional rights. Id.,
at 34.
In these respects, the magistrate proposes the following findings and
recommendations: 1) That the special use permit regulations would
apply to any anticipated Rainbow Family council, meeting or gathering
of twentyfive or more persons on National Forest lands; 2) that the
regulations governing special use permits have been lawfully adopted;
and 3) that the regulations do not violate the defendants'
constitutional rights under the First Amendment. Report, at 319. The
defendants have objected to these proposed findings, and the court has
reviewed de novo the relevant evidence in the record and the case
authorities presented by the parties and the magistrate. As the
discussion below explains, while the defendants may be subject to the
court's jurisdiction and the special use permit regulations would
certainly apply to any anticipated Rainbow Family gathering or meeting
in the National Forests, it appears that certain portions of those
regulations have not been validly promulgated and hence are
ineffective. Moreover, insofar as the regulatory scheme regarding
special use permits distinguishes between expressive conduct,
protected by the First Amendment, and other forms of conduct, and to
the extent that the regulations do not contain clear and narrowly
drawn standards for issuance or denial of permits affecting such
expressive conduct, the regulations transgress the First Amendment and
cannot be enforced by this court.
As found by the magistrate, the evidence adduced at the hearing before
him "is substantial that the Rainbow Family is a combination of
persons with common interests, goals, objectives and purposes."
Report and Recommendation of United States Magistrate, May 27, 1988
(hereafter "Report"), at 23. The magistrate, therefore,
found that the Rainbow Family may be sued as an unincorporated
association under Rule 17(b), and, further, that service of process
upon that defendant has properly been accomplished by service upon
several individuals who act as agents or representatives of the
Rainbow Family. Report, at 2425, citing Kay v. Bruno, 605
F.Supp. 767, 771 (D.N.Hamp.1985); Eastern States Petroleum v. Texas
& N.O.R. Co., 114 S.W.2d 408 (Tex.Civ.App.1938).
Upon review of the testimony and other evidence submitted at the
hearings, it is found that the conclusions and recommendations of the
magistrate are correct, and the objections of the defendants are
without merit. The evidence reveals that the Rainbow Family, although
informal and looselyknit, nonetheless operates as an organization,
with decisionmaking "councils," individuals who acts as
agents, representatives, or leaders on a voluntary basis, and which
has an informational network. Meetings or gatherings are held in many
parts of the country throughout the year, and an annual "Summer
Gathering" has taken place for the last seventeen years, drawing
participants from around the nation and around the world.
Participants in such gatherings share many common interests and
political values or ideals, and express those shared ideas and
interests through Rainbow Family activities. Although decisions are
made collectively, on such matters as the time and location of future
gatherings, nevertheless, a recognized decisionmaking structure
exists, as well as methods of disseminating decisions and other
information.
[2] Moreover, service of process upon such an organization, where
there are no established leaders or agents, may be effectuated by
service upon its individual members, particularly where, as here, the
individuals so served act in a leadership or representative capacity,
by negotiating on behalf of the Rainbow Family or "scouting"
for sites for a gathering. To hold otherwise would permit
organizations to maintain a fiction that they have no leaders or
agents and hence evade legal process altogether, which the law will
not allow.
Accordingly, the magistrate's findings and recommendation that the
Rainbow Family may be subject to suit as an unincorporated association
under Federal Rule of Civil Procedure 17(b), and that service of
process has been properly effected upon such unincorporated
association by service upon several of its individual members, are,
hereby, adopted by the court.
The magistrate concluded that all four prerequisites to the
certification of a defendant class, under Rule 23, are present. The
defendants object most strongly to the magistrate's finding regarding
the fourth factor, regarding whether the individual named defendants
would fairly and adequately protect the interests of the class if they
were designated as class representatives. In particular, the
defendants contend that no individual or individuals can speak for, or
represent, the group of Rainbow Family members and others who might
attend the 1988 Rainbow Family Summer Gathering, because the group is
comprised of numerous and otherwise unrelated individuals, and because
it is a "consensus democracy," without hierarchical
structure. Moreover, many of the individual defendants have asserted
Fifth Amendment immunities from testifying in any way in this case,
which they argue will inhibit their respective abilities fairly and
adequately to represent the class.
After thorough review of the evidence and the arguments of the
parties, it is concluded that the magistrate's findings and
recommendations on the four factors identified above, relating to the
maintenance of a defendant class in this action, are correct. As to
the ability of the individual defendants to fairly and adequately
represent the interests of the class, the testimony in the record
shows that tasks necessary to carry out Rainbow Family functions, such
as councils or gatherings, are undertaken by individual volunteers,
pro re nata, depending on their particular abilities and desires. The
individually named and served defendants were identified by the
government because of their willingness to take an active role in the
Rainbow Family gatherings, including the Summer 1988 Gathering. They
should, therefore, be at least as competent to represent a defendant
class as any other member. If any other member objects to how
classwide issues are being handled, of course, he or she can always
come forward to challenge the class representative.
Therefore, the magistrate's findings and recommendations as to the
prerequisites of maintaining this action as a defendant class action,
under Fed.R.Civ.P. 23(a), shall be, and they are hereby, adopted as
the findings and conclusions of this court.
The defendants have argued througout these proceedings that they are
not subject to the Forest Service's permit requirements, and that the
regulations governing special use permits for the National Forest
System are unlawful, unconstitutional, and without binding effect upon
them. They also contest that the Forest Service or the government
will suffer irreparable harm if an injunction does not issue, although
the magistrate reports that they have failed to *300 present evidence
in this regard. See Report, at 2526. [FN1] The defendants have not
raised in any detail the argument that the government has an adequate
remedy at law for any alleged violation of the special use permit
regulations; nor was the magistrate directed to take evidence on, or
otherwise to address, this issue. Nevertheless, as is appropriate in
determining a request for preliminary or other injunctive relief, the
court will also consider this factor. See Northern California Power
Agency v. Grace Geothermal Corp., 469 U.S. 1306, 105 S.Ct. 459, 83
L.Ed.2d 388 (1984) (Rehnquist, thenJustice, sitting as Circuit
Justice).
The regulations in Part 251 which define "special uses," and
establish the types of uses for which a special use permit is
required, were originally published on June 6, 1980, and amended on
June 21, 1984. In addition, a second revision of the regulations, in
the form of an interim rule to take immediate effect, was published by
the Secretary of Agriculture in the Federal Register on May 10, 1988,
the day on which the government filed its complaint and application
for a temporary restraining order. See 53 Fed.Reg. 16548 (May 10,
1988), amending 36 C.F.R. s 251.50 et seq. (1987). It is this second
revision of the regulations that defendants contend has not been
validly adopted. Because the May 10, 1988, interim rule alters the
previously existing regulations in several respects central to the
issues presented here, a detailed description of the regulations as
they appeared before and after the May 10, 1988 revisions is
required.
Under the regulations prior to May 10, 1988, "All uses of
National Forest System land, improvements, and resources ... are
designated 'special uses ' and must be approved by an authorized
officer," with exceptions regarding disposal of timber and
minerals and grazing of livestock, which are governed by separate
regulations. 36 C.F.R. s 251.50(a) (June 6, 1980, as amended June 21,
1984) (emphasis added). The regulations provide, however, that a
"special use authorization is not required for the noncommercial
use or occupancy of National Forest System lands or facilities for
camping, picnicking, hiking, fishing, hunting, horse riding, boating,
or similar recreational activity," unless the activity is one
defined as a "recreation event" or as a "special
event." 36 C.F.R. s 251.50(c) (emphasis added).
A "recreation event," for which a special use permit must be
obtained under the regulations, is defined as "a planned,
organized, or publicized recreational activity engaged in by a total
of ten (10) or more participants and/or spectators, that involves
competition, entertainment, or training such as, but not limited to,
animal or vehicle races or rallies, dog trials, fishing contests,
rodeos, fairs, regattas, and games." 36 C.F.R. s 251.50(i). A
"special event," for which a special use permit is also
required, is defined as "a meeting, assembly, demonstration,
parade, or other activity, engaged in by ten (10) or more participants
and/or spectators, for the purpose of expression or exchange of views
or judgments." 36 C.F.R. s 251.50(1).
*301 The regulations, then, define all uses of the National Forest
lands (with the exceptions relating to timber, minerals, and grazing)
as "special uses," but exempt "noncommercial use or
occupancy"such as camping, hiking, or picknickingfrom the special
use permit requirement. All other uses, including "recreation
events" (ten or more persons involved in a competitive or
entertainment activity), "special events" (ten or more
persons engaged in expressive activity), or commercial uses of the
forests, must obtain the special use permits.
Based upon this definitional distinction between "recreation
events" and "special events," the regulations prior to
May 10, 1988, also established separate standards for the denial or
issuance of a special use permit. A special use permit for any use
other than a "special event" (i.e., for recreation events or
for commercial uses of National Forest lands), may be denied if 1) the
proposed use "would be inconsistent or incompatible with the
purpose(s) for which the lands are managed, or with other uses;"
2) the proposed use "would not be in the public interest;"
3) the "applicant is not qualified;" 4) the use would
"otherwise be inconsistent" with federal or state law; or
5) the "applicant does not or cannot demonstrate technical or
financial capacity." 36 C.F.R. s 251.54(h).
As to "special events" themselves, different criteria for
the denial or issuance of a special use permit are set forth in the
regulations than for other uses. The regulations provide that a
permit application is to be granted unless the reviewing officer
determines that: (1) The special event would conflict with another use
which has been previously approved by special use authorization,
contract, or approved operating plan ...; or (2) The special event
would present a clear and present danger to the public health or
safety; or (3) the special event would be of such nature or duration
that it could not reasonably be accomodated in the particular place
and time applied for; or (4) The application proposes activities that
are contrary to the provisions of Part 261 of this chapter [concerning
prohibited uses of National Forest lands and property] or the
provisions of any other Federal or State criminal law. 36 C.F.R. s
251.54(i).
Thus, on their face, the regulations distinguish between expressive
and other forms of conduct, and provide different grounds for the
approval or denial of a special use permit based upon that
distinction. Because of this facial differentiation between
expressive activity and other forms of group activity in the National
Forests, the permit regulations were held invalid under the First
Amendment, two years ago, by the United States District Court for the
District of Arizona. United States v. Israel, No. CR86027TUCRMB (May
10, 1986).
The Israel ruling prompted the Forest Service to revise the
regulations, in the form of the interim rule published May 10, 1988.
The interim rule does not alter the general special use permit scheme
outlined above; rather, it amends the existing regulations in several
respects. Most notably, the interim rule eliminates the previous
distinction between "special event" and "recreation
event," and creates instead a single category of "group
event" for which a special use permit is required. 53
Fed.Reg. at 1654850. A "group event" requiring a special
use permit is defined under the interim rule as "an organized or
publicized activity involving, or expected to attract, twentyfive or
more persons and the use of National Forest System lands, resources,
or facilities." 53 Fed.Reg. at 16550 (amending 36 C.F.R. s
251.50). The interim rule also adds new provisions concerning
"noncommercial printed material," and slightly amends the
previous standards contained in s 251.54, regarding approval or denial
of special use permits. Id.
The preamble to the interim rule explains that such revisions are intended "
;to clarify that special use authorization for ... First Amendment activity will
be granted unless certain conditions," specified in the
regulations, "are not met." 53 Fed.Reg. at *302 16548. The
interim rule, however, still makes a fundamental distinction between
events involving expressive activity and other forms of "group
events," by distinguishing between "group events for the
public expression of views" and all other "group
events." For example, the revisions to s 251.54 in the interim
rule provide as follows: (h) Response to applications for the
distribution of noncommercial printed material or for a group event
for the public expression of views. An authorized officer shall grant
an application for authorization of distribution of noncommercial
printed material or for a group event for the purposes of public
expression of views, unless the officer determines that:
After taking evidence and argument on this issue, the magistrate
concluded that the permit requirements would apply to any anticipated
Rainbow Family meeting or gathering in the National Forests. Report,
at 7. Indeed, there does not appear to be any question that, if
valid, the regulations would apply to the Rainbow Family Summer
Gathering, or other such meetings, because they involve organized or
planned activities expected to attract twentyfive or more persons.
Evidence of such organization and planning was offered by the
government, including circulars promoting the upcoming Summer
Gathering and other publications associated with the Rainbow Family,
and the testimony of individual defendants about how decisions are
reached on the location and timing of gatherings and councils. Thus,
as the magistrate's recommendation in this regard appears to be
correct, it will be, and it is hereby, adopted as the finding of this
court.
The APA, which governs agency rule making (including the interim rule
in question here), establishes two requirements, relevant here, before
an agency may adopt a rule or regulation pursuant to statutory
authority. First, the APA requires that "[g]eneral notice of the
proposed rule making shall be published in the Federal Register,"
and interested persons are to be given an opportunity to participate
in the rule making through "submission of written data, views, or
arguments with or without opportunity for oral presentation." 5
U.S.C. s 553(b) & (c). Second, after the proposed rule or
regulation has received public comment or participation, the final
rule is to be published "not less than 30 days before its
effective date...." 5 U.S.C. s 553(d).
The interim rule was published on May 10, 1988, and states that it is
to take effect upon publication. Moreover, no opportunity was
provided for public comment or participation in advance of the
publication; rather, the interim rule provides for opportunity to
comment from the date of publication until July 11, 1988. 53
Fed.Reg. at 16548. Thus, it is incontestable that the interim rule
was adopted without adhering to the requirements either for prior
notice and comment, or for publication thirty days in advance of the
date the rule is to take effect, as specified in 5 U.S.C. s 553(b),
(c), and (d).
The APA, however, does provide several exceptions to these comment and
publication requirements. Under s 553(b), for example, notice of the
proposed rule making and an opportunity for comment or participation
need not be provided, if the rule is "interpretive" of a
legislative act, if it is a general statement of policy, or if it
solely relates to agency organization or procedure. Similarly, notice
and comment may be waived "when the agency for good cause finds
(and incorporates the finding and brief statement of reasons therefor
in the rules issued) that notice and public procedure thereon are
impracticable, unnecessary, or contrary to the public interest."
5 U.S.C. s 553(b)(AXu & (B).
The exceptions to the thirtyday waiting period after publication of a
rule, before it takes effect, are analogous. The waiting period may
be omitted where an exemption to a substantive rule is granted; where
the rule is "interpretive" or is a statement of policy or
agency procedure; or "as otherwise provided by the agency for
good cause found and published with the rule." 5 U.S.C. s
553(d)(1)(3).
The regulations at 36 C.F.R. Part 251 are patently substantive rules,
not interpretive rules or related solely to agency procedures. Thus,
the only possibly relevant exceptions here to the notice and comment
and waiting period requirements are the "good cause"
provisions quoted above. Unless the agency has specificallyand
supportablyfound that public notice and comment was
"impracticable, unnecessary, or contrary to the public
interest," under s 553(b)(B), and that "good cause"
existed for the rule to take effect upon publication, under s
553(d)(3), it would appear that the interim rule was not validly
adopted or effective on May 10, 1988. See Levesque v. Block, 723 F.2d
175, 187 (1st Cir.1983); U.S. Steel Corporation v. U.S. EPA, 595 F.2d
207, 21415 (5th Cir.1979), clarified 598 F.2d 915 (1979).
In this respect, the preamble to the interim rule states that it has
been found and determined that advance notice and request for comments
would be impracticable and contrary to the public interest. Because
of the decision in United States v. Israel, the current rule
pertaining to special use authorizations for large group gatherings on
the National Forest System is unenforceable. The summer field season
is close at hand and large groups will soon be gathering on the
National Forests. It is, therefore, imperative that an enforceable
rule be in place so that forest officers have a mechanism, where
necessary, to control the impacts of these groups and *304 prevent
unnecessary damage or risk to National Forest resources and
facilities, and public health and safety. 53 Fed.Reg. at 16549. There
is no explicit "good cause" finding with respect to the
thirtyday waiting period requirement under s 553(d), although it may
be inferred that the same reasons were found by the agency to justify
waiver of this requirement. See Wells v. Schweiker, 536 F.Supp. 1314,
1323 (E.D.La.1982).
An agency's proffered rationale of "good cause," for failing
to observe the notice and comment period required by 5 U.S.C. s
553(b), should be "closely examine[d]" by a reviewing court.
Mobil Oil Corp. v. Department of Energy, 728 F.2d 1477, 1490
(Temp.Em.App.1983), reh. en banc denied, cert. denied 467 U.S. 1255,
104 S.Ct. 3545, 82 L.Ed.2d 849 (1984). See also U.S. Steel, supra,
595 F.2d 207; City of Waco v. EPA, 620 F.2d 84 (5th Cir.1980);
Wells, supra, 536 F.Supp. at 1324. Moreover, the APA's statutory
exceptions from notice and comment procedures must be "narrowly
construed and reluctantly countenanced." MidTex Electric
Cooperative v. FERC, 822 F.2d 1123, 1132 (D.C.Cir.1987) (quoting
American Federation of Government Employees v. Block, 655 F.2d 1153,
1156 (D.C.Cir.1981)); U.S. Steel, 595 F.2d at 214; Baylor University
Medical Center v. Heckler, 758 F.2d 1052, 1058 (5th Cir.1985);
K. Davis, Administrative Law Treatise, s 6.29 at 124 (1984). "As
the legislative history clearly indicates, Congress was emphatic in
its view that the exception for 'good cause' provided by s 553 is to
be read stringently: The exemption of situations of emergency or
necessity is not an 'escape clause' in the sense that any agency has
discretion to disregard its terms or the facts. A true and supported
or supportable finding of necessity or emergency must be made and
published. S.Doc. No. 248, 79th Cong., 2d Sess. at 200 (1946)."
State of South Carolina Ex Rel. Patrick v. Block, 558 F.Supp. 1004,
1016 (D.S.Car.1983).
The Forest Service appears to place the entire weight of its finding
that public notice and comment was not practicable, before the interim
rule was promulgated, on the bases that the "summer field season
is close at hand, and large groups will soon be gathering on the
National Forests," and that the decision in United States
v. Israel left the special use regulations "unenforceable."
Notably lacking from the agency's finding, however, is any discussion
of why it has taken the Forest Service exactly two years to finally
promulgate revisions to the special use regulations, after the Israel
decision. Two entire summer seasons have taken place in the
intervening period, and the interim rule relates no adverse effects
from the absence of any amendments to or revision of the regulations
in that period. Certainly, there is no showing in the interim rule
that the Forest Service's alleged problems with the Rainbow Family in
North Carolina in the summer of 1987 were in any way traceable to the
Israel decision, see Report, at 1011, nor could such a post hoc
rationale justify the failure to offer the rule for public
comment. Motor Vehicle Manuf. Ass'n v. State Farm Mutual Automobile
Insur. Co., 463 U.S. 29, 103 S.Ct. 2856, 77 L.Ed.2d 443 (1983) (agency
action must be upheld, if at all, on the basis articulated by the
agency at the time of the rule making); Baylor Medical, supra, 758
F.2d at 1060. The Forest Service obviously could have drafted and
published proposed revisions to the regulations for public comment
immediately after the Israel decision, or even as late as the fall or
winter of 19871988, had it so desired; but it did not do so, for
unexplained reasons.
In short, it appears that the Forest Service has itself been dilatory
in failing to offer the proposed revisions to the special use
regulations long before now. The magistrate's report states that the
record contains "no evidence ... indicating that the Forest
Service intentionally delayed this decision [to publish the interim
rule] in order to circumvent the usual notice and comment
procedure." Report, at 12. On the other hand, the record
contains no evidence to excuse the agency's unexplained delay in
revising the regulations. There is no requirement that an agency
deviously or even willfully have delayed acting, in order *305 to find
that it wrongfully failed to offer regulations for notice and
commenteven the most inadvertent delay may still be cause for finding
that such regulations have been invalidly promulgated and of no
effect. See U.S. v. Garner, 767 F.2d 104, 12021 (5th Cir.1985);
Maine Association of Interdependent Neighborhoods v. Petit, 659
F.Supp. 1309, 1319 (D.Me.1987); Ngou v. Schweiker, 535 F.Supp. 1214,
1216 17 (D.D.C.1982) (Secretary "cannot bootstrap himself into a
position of emergency based on his own dilatory conduct" by
unexplainedly delaying publication of rule for 32 days after it was
approved).
The legislative history to the APA makes clear that the "good
cause" exceptions to notice and comment are intended for true
emergencies only. " 'Impracticable' means a situation in which
the due and required execution of the agency functions would be
unavoidably prevented by its undertaking public rulemaking
proceedings...." Senate Rpt. No. 752, 79th Cong., 1st Sess. at 16
(1945), quoted in American Iron & Steel Institute v. EPA, 568 F.2d
284, 292 (3rd Cir.1977); State of South Carolina v. Block, supra, 558
F.Supp. at 1016. The case law has steadfastly reflected this
legislative intention. For example, courts have found "good
cause" for omitting public notice and comment where an agency is
threatened with impairment of its functioning, American Transfer &
Storage Co. v. ICC, 719 F.2d 1283, 129294 (5th Cir.1983), or needs to
provide guidance on imminent hearings, Arizona State Dept. of Public
Welfare v. HEW, 449 F.2d 456, 481 (9th Cir.1971), cert. denied 405
U.S. 919, 92 S.Ct. 945, 30 L.Ed.2d 789 (1972). In other cases,
"good cause" has been found when the agency is operating
under exceedingly short legislative or judicial timetables. E.g.,
Philadelphia Citizens in Action v. Schweiker, 669 F.2d 877 (3rd
Cir.1982) (amendments enacted fortynine days before "wholesale
revisions" of regulations were required to take effect); American
Federation of Government Employees v. Block, 655 F.2d 1153
(D.C.Cir.1981) (court injunction requiring immediate adoption of
regulations, plus threat of severe harm to poultry industry if
regulations were not quickly adopted, constitute good cause).
"Good cause" has also been found in contexts where quick
administrative action is necessitated without prior notice, such as in
imposition of price controls or quotas on goods. Mobil Oil, supra,
728 F.2d at 149192 ("mere announcement" of proposed oil
industry rule could cause price discrimination and market
dislocations); DeRieux v. Five Smiths, Inc., 499 F.2d 1321, 1332
(Temp.Em.App.), cert. denied, 419 U.S. 896, 95 S.Ct. 176, 42 L.Ed.2d
141 (1974) (announcement of future price freeze would create massive
rush to raise prices).
By contrast, where the agency has had substantial time in which to
offer proposed regulations or rules for public comment or input,
courts have refused to find any "good cause" for omitting
this requirement, even whereas herethe agency argues that an impending
deadline or "emergency" made notice and comment
impracticable. E.g., Kollett v. Harris, 619 F.2d 134, 145 (1st
Cir.1980) (no good cause where agency had fourteen months between
legislative enactment and effective date of regulations); American
Iron & Steel Institute v. EPA, 568 F.2d 284 (3rd Cir.1977) (no
"good cause" where EPA knew of duty to promulgate
regulations three years before deadline); Consumers' Union
v. Sawhill, 393 F.Supp. 639 (D.D.C.), aff'd 523 F.2d 1404
(Em.App.1957) (more than one year existed between passage of act and
final deadline for regulations); Levesque v. Block, supra, 723 F.2d
at 184 (no good cause where Congress wanted agency to act "with
dispatch" in promulgating food stamp regulation revisions, but
did not specify a time deadline). Even a sixmonth deadline has been
held sufficient time in which to offer proposed regulations for
comment. U.S. Steel, 595 F.2d at 21415; City of Waco, 620 F.2d at
86; Sharon Steel Corp. v. EPA, 597 F.2d 377 (3rd Cir.1979).
Additionally, as suggested above, where the failure to offer a
proposed rule for notice and comment may be attributed to the agency's
own dilatory tactics, whether intentional or not, this is a
"decisive factor" *306 in rejecting the agency's claim of
"good cause." Philadelphia Citizens, 669 F.2d at 885;
Maine Ass'n, 659 F.2d at 1318; Wells, 536 F.Supp. at 1324; Ngou, 535
F.Supp. at 121617. See also MidTex Electric, 822 F.2d at 1132.
In view of the fact that the Forest Service, in this instance, had
fully two years after the Israel decision in which to act, but did not
do so until this late date, the conclusion is inescapable that the
agency lacked good cause, under s 553(b), for failing to offer the
proposed revisions for public comment and participation before they
were adopted. The agency has further failed to demonstrate, in any
way, why the regulations had to be adopted immediately upon
publication, rather than thirty days after publication, as required by
s 553(d). Consequently, the interim rule published at 53
Fed.Reg. 16548 was not validly promulgated on either ground, and hence
was not effective as of May 10, 1988. The fact that the agency has
offered to receive comments for sixty days after the effective date of
the interim rule will not cure the failure to take public comment in
advance. Levesque v. Block, supra, 723 F.2d at 187; New Jersey
v. EPA, 626 F.2d 1038, 1049 (D.C.Cir.1980); U.S. Steel, supra, 595
F.2d at 21415.
The appropriate action for a court to take where a regulation has been
improperly adopted, without notice and opportunity for comment, is to
declare the regulation ineffective. Levesque, 723 F.2d at 18687;
Consumer Energy Council v. FERC, 673 F.2d 425, 44748 (D.C.Cir.1982);
Detroit Edison Co. v. U.S. EPA, 496 F.2d 244, 248 (6th Cir.1974);
Sannon v. U.S., 460 F.Supp. 458, 468 (S.D.Fla.1978); City of New York
v. Diamond, 379 F.Supp. 503, 51518 (S.D.N.Y.1974). The remedy for an
agency's failure to allow the thirtyday waiting period, before a final
rule takes effect after publication, is to hold the regulation
ineffective until the waiting period has run. Maine Ass'n, 659
F.Supp. at 131819; Ngou, 535 F.Supp. at 121617. In either case, it
is apparent that the interim regulations were not in effect as of May
10, 1988, and are not in effect at this time. Therefore, the interim
rule revisions to the special use permit regulations cannot provide
the basis for the injunctive relief requested by the government.
[5] First, several individual defendants have claimed that, since the
National Forest lands are public lands, the government cannot, under
the Constitution, impose any restriction or permit requirement upon
their freedom to gather, speak, or camp in the National Forests. This
position must be rejected out of hand. The National Forest System was
established by congressional action, and the Secretary of Agriculture
has been delegated powers to prescribe rules and regulations governing
the uses of *307 Forest Service lands. E.g., 16 U.S.C. s 472, s 551;
43 U.S.C. s 1740. The power of the Secretary to promulgate and
enforce regulations preserving the National Forest environment,
including by special use permits, has been repeatedly upheld.
U.S. v. Grimaud, 220 U.S. 506, 31 S.Ct. 480, 55 L.Ed.2d 563 (1911);
Light v. U.S., 220 U.S. 523, 31 S.Ct. 485, 55 L.Ed. 570 (1911); Sabin
v. Butz, 515 F.2d 1061 (10th Cir.1975); Osborne v. U.S., 145 F.2d 892
(9th Cir.1944); Bilderback v. U.S., 558 F.Supp. 903 (D.Or.1982).
Hence, the defendants must show some specific manner in which the
government's regulation of the National Forests infringes upon their
constitutional rights, other than the mere act of regulation.
The defendants' further arguments as to the unconstitutionality of the
special use permit regulations are twofold. First, they argue that
the regulations (both the existing version and the interim rule) are
facially invalid, because they explicitly distinguish between
expressive and other types of activity, and, moreover, impose
different requirements for obtaining permits based on whether the
activity is expressive or not. Second, defendants contend that both
versions of the regulations are unconstitutionally vague and
standardless, vesting too much discretion in Forest Service officials
to deny or approve a permit where expressive activity is concerned,
thereby allowing content or viewpointbased denials of permits to
occur. The court is in agreement with defendants in both
respects. [FN4]
There can be no question that the regulations at 36 C.F.R. Part 251
explicitly distinguish between expressive conduct, which is protected
by the First Amendment, and other types of group activity. The
definition of a "special event," visavis a "recreation
event," and the different statutory procedures for approving or
denying a special use permit based upon this dichotomy, demonstrate
that the Forest Service has intended to treat expressive activity
differently than other types of group activity in the National
Forests. Such an explicit regulatory distinction between speech,
worship, or associational activity, on the one side, and between other
forms of action, on the other side, in and of itself casts the
regulatory framework in a highly suspect light. Indeed, as noted by
the magistrate's report, this distinction alone appears to underlie
the holding of the district court in United States v. Israel. [FN5]
In the view of the magistrate, however, the fact that the regulations
distinguish between expressive and other forms of activity is not,
alone, sufficient to invalidate them. He concludes that the
regulations are "content neutral," and narrowly drawn to
promote significant governmental interests in protecting and
regulating use of public lands. The magistrate additionally found
that the regulations contain sufficiently precise standards for denial
or approval of permits to pass constitutional *308 muster, with the
exception of s 251.54(h)(2) (which allows denial of permits for events
involving expressive activity where the event "would present a
clear and present danger to public health or safety"). See
Report, at 1319.
Except for his conclusion that the "clear and present
danger" criterion for denial of a special use permit for
expressive activity is standardless, and thus unconstitutional, the
magistrate's further finding, that the regulations are otherwise
constitutionally sound, does not appear to be correct, under
established First Amendment principles. Hence, for the reasons set
forth below, the magistrate's recommendations as to the
constitutionality of the special use permit regulations shall be, and
they are hereby, adopted in part, with respect to the "clear and
present danger" criterion, and rejected in part in all other
respects.
[6] Although the government apparently disagrees that First Amendment
concerns are raised by the special use permit regulations, it cannot
reasonably be disputed that the activities in which the defendants
seek to engage are "expressive" in nature and accordingly
within the ambit of the First Amendment. The record fully reflects
that the defendants' anticipated councils, gatherings or meetings in
the National Forests will involve significant expressive activity.
For example, individual defendants have testified that Rainbow Family
gatherings and councils involve exchange of views on many subjects,
including political topics, as well as educational seminars and
various forms of worship. Moreover, many of those associated with the
Rainbow Family view their very participation or association in such
events as political statements (for example, some argue for peace and
the ecology, while others are in opposition to hierarchical, coercive
systems of government). Even the act of camping in the National
Forests may have political connotations and qualify as protected
symbolic activity. See, e.g., U.S. v. Abney, 534 F.2d 984, 985
(D.C.Cir.1976) (per curiam) (sleeping in Lafayette Park in protest
vigil is expressive activity); Clark v. Community for Creative Non
Violence, 468 U.S. 288, 293, 104 S.Ct. 3065, 3069, 82 L.Ed.2d 221
(1984) (assuming, but not deciding, that overnight sleeping in
connection with demonstration is expressive conduct "protected to
some extent by the First Amendment"). Thus, it is unquestionable
that rights of speech, worship, and association, closely guarded under
the First Amendment, are operative here. Buckley v. Valeo, 424 U.S. 1,
25, 96 S.Ct. 612, 63738, 46 L.Ed.2d 659 (1976) (per curiam) (right of
association); Spence v. Washington, 418 U.S. 405, 94 S.Ct. 2727, 41
L.Ed.2d 842 (1974) and Tinker v. Des Moines Independent Community
School District, 393 U.S. 503, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969)
(symbolic conduct); New York Times Co. v. Sullivan, 376 U.S. 254,
266, 26972, 84 S.Ct. 710, 718, 72021, 11 L.Ed.2d 686 (1964)
(expression of views upon public questions and "unfettered
exchange of ideas" are highly protected under the First
Amendment).
[7] It also cannot reasonably be disputed that the public Forest
Service lands are the type of forum in which expressive activity has
historically occurred, and in which public expression of views must be
tolerated to a maximal extent. E.g., Hague v. C.I.O., 307 U.S. 496,
59 S.Ct. 954, 83 L.Ed. 1423 (1939) (use of public streets and parks
for exchange of ideas has "from ancient times been a part of the
privileges" of citizenship). In contrast to military bases or
other government facilities that have been designated for a particular
use or function and may be closed to expressive activity, see United
States v. Albertini, 472 U.S. 675, 105 S.Ct. 2897, 86 L.Ed.2d 536
(1985), and Greer v. Spock, 424 U.S. 828, 96 S.Ct. 1211, 47 L.Ed.2d
505 (1976) (military base is nonpublic forum); Monterey County
Democratic Central Committee v. U.S. Postal Service, 812 F.2d 1194
(9th Cir.1987) (post office is nonpublic forum); Hale v. Dept. of
Energy, 806 F.2d 910 (9th Cir.1986) (road leading to atomic energy
testing area is nonpublic forum, even though civilians are
occasionally allowed to use it), the National Forests are
traditionally open to any user seeking to engage in appropriate
recreational or other activities, including those involving speech,
worship or association. *309 See, e.g., Lyng v. Northwest Indian
Cemetery Protective Ass'n, U.S. , , 108 S.Ct. 1319, 132123, 99
L.Ed.2d 534 (1988) (historic use of National Forest sites for Indian
religious purposes); United States v. Beam, 686 F.2d 252, 25657 (5th
Cir.1982) (describing various groups' use of National Forest System
lands in Texas). Regulation of expressive activity in such a forum
must therefore be narrowly tailored as to time, place and manner, and
serve substantial governmental interests, as well as leave open ample
alternative channels of communication. Clark, supra, 468 U.S. at 293,
104 S.Ct. at 3069; Perry Education Association v. Perry Local
Educators' Ass'n, 460 U.S. 37, 4546, 103 S.Ct. 948, 955, 74 L.Ed.2d
794 (1983). Any prior restraint on expressive activity in such a
context is particularly suspect. Perry, 460 U.S. at 45 46, 103
S.Ct. at 955; Lovell v. Griffin, 303 U.S. 444, 451, 58 S.Ct. 666,
66869, 82 L.Ed. 949 (1938).
[8] Although duly enacted laws are ordinarily presumed to be
constitutional, when a law infringes on the exercise of First
Amendment rights, its proponent bears the burden of establishing its
constitutionality. E.g., A.C.O.R.N. v. Municipality of Golden Colo.,
744 F.2d 739, 746 (10th Cir.1984); Rosen v. Port of Portland, 641
F.2d 1243, 1246 (9th Cir.1981); Espinosa v. Rusk, 634 F.2d 477, 482
(10th Cir.1980), summarily aff'd, 456 U.S. 951, 102 S.Ct. 2025, 72
L.Ed.2d 477 (1982). "Broad prophylactic rules in the area of
free expression are suspect. Precision of regulation is the
touchstone...." Schaumberg v. Citizens for Better Environment,
444 U.S. 620, 637, 100 S.Ct. 826, 836, 63 L.Ed.2d 73 (1980) (quoting
NAACP v. Button, 371 U.S. 415, 438, 83 S.Ct. 328, 34041, 9 L.Ed.2d 405
(1963)).
[9] In this light, the explicit regulatory distinction, between
expressive activity and all other forms of activity, appears to be in
and of itself, an invidious classification by the government, singling
out for special treatment the contemplated exercise of free speech,
worship, or association. Perhaps most importantly, the facial
distinction between expression and other activity "may have the
effect of curtailing the freedom to associate [which] is subject to
the closest scrutiny," NAACP v. Alabama, 357 U.S. 449, 46061, 78
S.Ct. 1163, 1171, 2 L.Ed.2d 1488 (1958), by burdening associations
planned for expression of views with special requirements not imposed
elsewhere. Further, the government is free, under the regulations, to
find that a proposed event will be "for the purposes of
expression or exchange of views or judgments," 36 C.F.R. s
251.50(1), without any apparent limitation on its discretion. As noted
by defendants in their objections, it is the very existence of such
power to discriminate, on the basis of a person's expression of views
or association with others, which may render a regulation
unconstitutional. Kramer v. Price, 712 F.2d 174, 177 (1983), vacated
as moot, 723 F.2d 1164 (5th Cir.1984).
Although it carries a heavy burden to do so, the government has made
no effort to explain or to justify why First Amendment activities are
viewed differently under the regulations from other forms of activity,
or to prove that the exercise of such rights will not be treated
differently from other forms of activity. It follows that the
classification system established by the regulations, which on its
face singles out expressive conduct and requires that such conduct be
treated differently from other activity, is, in itself, invalid under
the First Amendment.
Beyond the fact that the structure of the regulatory scheme targets
expressive activity, the regulations do not establish sufficiently
precise standards concerning the denial or approval of permit
applications where expression is concerned. In circumstances, such as
these, where the government requires that a permit or license be
obtained before a group of persons may gather to engage in expressive
activity, the United States Supreme Court has stated that "a law
subjecting the exercise of First Amendment freedoms to the prior
restraint of a license, without narrow, objective, and definite
standards to guide the licensing authority, is unconstitutional."
Shuttlesworth *310 v. City of Birmingham, 394 U.S. 147, 15051, 89
S.Ct. 935, 938, 22 L.Ed.2d 162 (1969). The constitutional problem with
standardless discretion, to approve or deny a permit affecting
expressive activity, lies in the fact that such a law "creates a
threat of censorship that by its very existence chills free
speech." A.C.O.R.N., supra, 744 F.2d at 746. Indeed, although
not a ground for the court's holding, see, supra, n. 2, the record
herein and other cases reveal cause for concern about the Forest
Service's motive in seeking to enforce the permit regulation against
this particular group of defendants. See United States v. Beam, 686
F.2d 252, 25657 & n. 6, n. 7 (5th Cir.1982) (relating officials'
testimony that special use permits frequently have not been required
of other kinds of group events in Texas in recent years, and that few
prosecutions have been undertaken against groups for failing to obtain
a permit).
As is well known, the amount of discretion vested in authorities to
grant or deny permits for expressive activity, on the basis of vague
or even non existent criteria, has frequently resulted in invalidation
of a statute or regulation under the prior restraint doctrine. See,
e.g., Schaumberg, 444 U.S. at 640, 100 S.Ct. at 838 (Rehnquist, J.,
dissenting) (reviewing cases); Hynes v. Mayor of Oradell, 425
U.S. 610, 96 S.Ct. 1755, 48 L.Ed.2d 243 (1976); Shuttlesworth, 394
U.S. at 151 & n. 2, 89 S.Ct. at 938 & n. 2 (citing cases);
Fernandes v. Limmer, 663 F.2d 619, 628 (5th Cir.1981),
cert. dismissed, 458 U.S. 1124, 103 S.Ct. 5, 73 L.Ed.2d 1395 (1982).
In Shuttlesworth, for example, a city ordinance required officials to
grant a permit for a parade, procession, or demonstration in city
streets, unless in their "judgment the public welfare, peace,
safety, health, decency, good order, morals or convenience require
that it be denied." 394 U.S. at 14950. The Supreme Court held
that the ordinance, "as it was written, conferred upon the City
Commission virtually unbridled and absolute power to prohibit any
'parade,' 'procession,' or 'demonstration' on the city's streets or
public ways. For in deciding whether or not to withhold a permit, the
members of the Commission were to be guided only by their own ideas of
'public welfare, peace, safety, health, decency, good order, morals or
convenience.' " Id., 394 U.S. at 150, 89 S.Ct. at 938.
In a similar vein, the United States Court of Appeals for the Fifth
Circuit has found that a regulatory scheme concerning canvassing and
solicitation at the DallasFort Worth Airport was unconstitutional
where it vested the airport director with discretion to deny a permit
"when there is good reason to believe that the granting of the
permit will result in a direct and immediate danger or hazard to the
public security, health, safety or welfare." Fernandes, supra,
663 F.2d at 631. In the Fifth Circuit's view, this standard of
"good reason" for denial of a permit "is indefinite and
does not comport with the constitutional requirement that discretion
in public officials be specifically and narrowly circumscribed. A
beforethefact determination as to the harmful consequences of an
applicant's speech is by this ordinance made a subjective judgment
call in the total discretion of the Director. This type of unbridled
discretion has been condemned time and time again by the Supreme
Court." Id.
In A.C.O.R.N. v. Golden, supra, a city ordinance was similarly
invalidated for lack of precise standards, where it forbade any
doortodoor solicitation, polltaking, or peddling, except for a
"charitable, religious, patriotic or philanthropic purpose or
otherwise provides a service and product so necessary for the general
welfare of the residents of the city that such activity does not
constitute a nuisance." 744 F.2d at 741. This language was held
to be "not drawn with the requisite narrow specificity, and
instead permits exemptions to be granted at the city council's
discretion....' [T]he words 'charitable, religious, patriotic, or
philanthropic' may be considered vague and indefinite,' and the
catchall 'or otherwise provides' clause 'is uncertain in meaning.'
" Id., at 748 (citation omitted). See also Beckerman v. City of
Tupelo, 664 F.2d 502 (5th Cir.1981) (ordinance allowing chief of
police to deny permits if issuance will "provoke disorderly
conduct," "will probably *311 cause an injury," or
"create a disturbance" grants too much discretion); Fantasy
Book Shop v. City of Boston, 652 F.2d 1115 (1st Cir.1981) (permit to
be issued where it meets "legitimate protected interests of
affected citizens" is too uncertain); International Society of
Krishna Consciousness v. Rochford, 585 F.2d 263 (7th Cir.1978)
(regulations vest too much authority to deny permits in airport
director); Grandco Corp. v. Rochford, 536 F.2d 197 (7th Cir.1976)
(standard based on whether applicant is "fit and proper
person" is invalid); New York PIRG v. Village of Roslyn Estates,
498 F.Supp. 922 (E.D.N.Y.1979); Exotic World News v. Appleton, 482
F.Supp. 1220 (E.D.Wisc.1980); Goldstein v. Town of Nantucket, 477
F.Supp. 606 (D.Mass.1978) (conditioning grant of license on effect of
the grant on neighborhood properties is invalid).
The standards in this instance for denial of a special use permit,
when expressive activity by a group is concerned (a "special
event"), are quoted above, page 14. They allow the Forest
Service to deny a permit when, for instance, the "special event
would present a clear and present danger to the public health and
safety," or the special event "would be of such nature or
duration that it could not be reasonably accommodated in the
particular place and time applied for," or when the event
"would conflict with another use" previously approved by the
Forest Service. 36 C.F.R. s 251.54(i)(1)(3). None of these grounds
for denial of a permit is further defined, howeversuch as the type of
"danger" to the public health and safety that is
contemplated, when that danger would be "clear and present,"
or when an event would be determined to "conflict" with some
other use of the forests. Neither is there any requirement in the
regulations that even a statement of reasons for denial of a permit
must be given. Finally, the regulations impose no time frame or
deadline for when a special use permit application is to be made, when
a decision on such an application must be delivered, or whether any
judicial review or appeal is available. See Freedman v. Maryland, 380
U.S. 51, 85 S.Ct. 734, 13 L.Ed.2d 649 (1965) (constitution requires
short deadline for administrative action on application for a permit
affecting speech, and opportunity for review); NAACP Western Region
v. City of Richmond, 743 F.2d 1346 (9th Cir.1984) (discussing time
limit requirement); Miami Herald Publishing Co. v. City of
Hallandale, 734 F.2d 666 (11th Cir.1984) (no time limit for decision
on permit for newsracks invalidates city ordinance).
The magistrate found that these standards for denial of a permit for
"special events" are "specific and narrowly drawn
criteria [so as] to serve as limits on the discretion of Forest
Service officials in denying a permit," with the notable
exception of s 251.54(i)(2), which allows denial of permit where the
event "would present a clear and present danger to public health
or safety." Report, at 1719. He thus concludes that the
regulations, with the noted exception, are constitutional and that the
Israel order was wrongly decided.
Indeed, under Shuttlesworth and Fernandes, it is apparent that the
"clear and present danger to public health and safety"
ground for denial of a special use permit is standardless, and allows
Forest Service officials to deny permits for expressive activity based
on their subjective, unbridled discretion. Under this criterion, an
official is free to speculate as to the likely effect of some act of
speech, association or other expressive activity, before it happens,
drawing his or her own conclusions as to what the "public health
or safety" may be. Compare Fernandes, 663 F.2d at 631
("direct and immediate danger or hazard to the public security,
health, safety or welfare" standard is overly vague). Thus, the
report and recommendation of the magistrate is correct, to the extent
that he concludes that this portion of the regulations is
unconstitutional, and his finding is adopted in this respect.
But, his further finding, that the remaining grounds for denial of
permits for "special events" are otherwise constitutional,
and that the regulations are narrowly and specifically drawn to serve
substantial government interests, is not consistent with the analysis
employed in such cases as *312 Shuttlesworth or Fernandes. In the
first place, as noted above, the Forest Service is free to speculate
or determine in advance whether a proposed event will be for the
"purpose of expression or exchange of views or judgments,"
and thereby invoke the "special events" permit criteria.
Since manyif not allgroup activities will naturally involve some
expression of views or exchange of judgments, under these regulations
an official has virtually unfettered discretion to invoke the
"special events" permit application provisions, with their
unique criteria for denial of a permit. The lack of standards
relative to when a "special event" permit must be applied
for, in contrast to all other "special uses," would, alone,
be sufficient to invalidate the regulations on vagueness grounds.
Likewise, as with the "clear and present danger" criterion,
it would equally be within a Forest Service official's unbridled
discretion to determine that a planned event involving expressive
activity "would conflict" with some other use of the
National Forest, or that it "could not reasonably be
accommodated" in a particular time and place applied for. It is
easily foreseeable that either rationale could be readily invoked by
an official to deny a permit to a group expressing views anathema to
the official's own beliefs. And, although the regulations require
that if a permit is denied for either of these reasons, the applicant
is to be given "the opportunity to accept an alternative site or
time" selected by the Forest Service official, 36 C.F.R. s
251.54(i), nowhere do the regulations require that a reason for denial
of a permit actually be given; therefore, in many cases it may be
impossible to tell what the true grounds were for denying a permit
application. [FN6]
Because these regulations treat expressive activity in a selective
manner, the burden is upon the government to establish that they are
narrowly drawn, and that the restrictions are reasonable as to time,
place, and manner. It has failed to carry those burdens in this
instance. The criteria for denial of a special use permit to groups
wishing to engage in expressive activity in the National Forests
commit the decision regarding approval or denial to the subjective,
virtually unfettered discretion of Forest Service officials, with no
requirement that they justify or explain any denial of a permit.
Under Shuttlesworth, Fernandes, and the other cases cited above, the
regulations must be struck down as unconstitutional, to the extent
that they impose a prior restraint upon the exercise of First
Amendment liberties.
[10] In so holding, the entire regulatory apparatus concerning special
use permits is not being voided. "[A] court should refrain from
invalidating more of the statute than is necessary.... '[W]henever an
act of Congress contains unobjectionable provisions separable from
those found to be unconstitutional, it is the duty of the court to so
declare, and to maintain the act in so far as it is valid.' "
Regan v. Time, 468 U.S. 641, 652, 104 S.Ct. 3262, 3269, 82 L.Ed.2d 487
(1984) (plurality opinion), quoting El Paso &
N.E.R. Co. v. Gutierrez, 215 U.S. 87, 96, 30 S.Ct. 21, 24, 54
L.Ed. 106 (1909). Administrative regulations should be similarly
construed to preserve their constitutionality, as far as possible,
when a portion of the regulations is found unconstitutional and may be
severable without otherwise disrupting the regulations' functions.
Alaska Airlines Inc. v. Brock, 480 U.S. 678, , 107 S.Ct. 1476, 1481,
94 L.Ed.2d 661 (1987); Jochum v. Pico Credit Corp. of Westbank, Inc.,
730 F.2d 1041, 1047 (5th Cir.1984); Rucker v. Wabash RR Co., 418 F.2d
146, 149 (7th Cir.1969).
Thus, only those portions of the regulations at 36 C.F.R. Part 251
which refer explicitly to "special events" are held to be
*313 unconstitutional under the First Amendmentnamely, 36 C.F.R. s
251.50(c), to the extent it includes "special events;" s
251.50(1); s 251.53(a), to the extent it includes "special
events;" and s 251.54(i). The remaining provisions in the
regulations, including the requirement that special use permits be
obtained for any "recreation event" or other "special
uses" of the National Forest System land or property, remain
valid and enforceable.
[1] ASSOCIATIONS k1
41k1
Entity purporting to be merely gathering of persons sharing similar
outlook or philosophy was subject to suit as unincorporated
association, in view of evidence that entity, although informal and
loosely knit, nonetheless operated as organization, with
decisionmaking "councils," individuals who acted as agents,
representatives, or leaders on voluntary basis, and with informational
network, that meetings or gatherings were held in many parts of
country throughout year, and that recognized decisionmaking structure
existed within entity. Fed.Rules Civ.Proc.Rule 17(b), 28
U.S.C.A.
[2] FEDERAL CIVIL PROCEDURE k441
170Ak441
Service of process upon unincorporated association could be effected
by service upon its individual members, in absence of any established
leaders or agents, particularly where individual so served acted in
leadership or representative capacity, by negotiating on behalf of
association or "scouting" for sites for gathering of
members; to hold otherwise would permit organizations to maintain
fiction that they have no leaders or agents and hence evade legal
process altogether, which law would not allow.
[3] FEDERAL CIVIL PROCEDURE k181
170Ak181
United States could sue individual members of unincorporated
association as defendant class, in seeking to enjoin association and
its members from gathering in National Forests without "special
use" permit, notwithstanding claim that no individual member
could speak for or represent other members and that, thus,
individually named defendants could not fairly and adequately protect
interests of class; tasks necessary to carry out association's
functions, such as councils or gatherings, were undertaken by
individual volunteers, pro re nata, depending on their particular
ability and desires, and individual defendants, identified because of
their willingness to take active role in association gatherings, were
at least as competent to represent defendant class as any other
member. Fed.Rules Civ.Proc.Rule 23(a), 28 U.S.C.A.
[4] ADMINISTRATIVE LAW AND PROCEDURE k394
15Ak394
Fact that summer field season was close at hand, and large groups
would soon be gathering in National Forests did not provide "good
cause" for Forest Service's promulgating interim special use
regulations without notice and comment and without publication 30 days
in advance of date they were to take effect, where decision leaving
previous special use regulations "unenforceable" had been
issued two years earlier. 5 U.S.C.A. s 553(bd); 16 U.S.C.A. ss 472,
551; Federal Land Policy and Management Act of 1976, s 310, 43
U.S.C.A. s 1740.
[4] ADMINISTRATIVE LAW AND PROCEDURE k408
15Ak408
Fact that summer field season was close at hand, and large groups
would soon be gathering in National Forests did not provide "good
cause" for Forest Service's promulgating interim special use
regulations without notice and comment and without publication 30 days
in advance of date they were to take effect, where decision leaving
previous special use regulations "unenforceable" had been
issued two years earlier. 5 U.S.C.A. s 553(bd); 16 U.S.C.A. ss 472,
551; Federal Land Policy and Management Act of 1976, s 310, 43
U.S.C.A. s 1740.
[4] WOODS AND FORESTS k8
411k8
Fact that summer field season was close at hand, and large groups
would soon be gathering in National Forests did not provide "good
cause" for Forest Service's promulgating interim special use
regulations without notice and comment and without publication 30 days
in advance of date they were to take effect, where decision leaving
previous special use regulations "unenforceable" had been
issued two years earlier. 5 U.S.C.A. s 553(bd); 16 U.S.C.A. ss 472,
551; Federal Land Policy and Management Act of 1976, s 310, 43
U.S.C.A. s 1740.
[5] WOODS AND FORESTS k8
411k8
It was within authority of Secretary of Agriculture to prescribe rules
and regulations governing uses of Forest Service lands to preserve
National Forest environment. 16 U.S.C.A. ss 472, 551; Federal Land
Policy and Management Act of 1976, s 310, 43 U.S.C.A. s 1740.
[6] CONSTITUTIONAL LAW k84.5(11)
92k84.5(11)
Forest Service's special use permit regulations implicated First
Amendment rights of speech, worship, and association insofar as
applied to association of persons intending to gather in forest to
exchange views and engage in education seminars and various forms of
worship; even act of camping in National Forests might have political
connotations and qualify as protected symbolic
activity. U.S.C.A. Const.Amend. 1.
[6] CONSTITUTIONAL LAW k90.1(4)
92k90.1(4)
Forest Service's special use permit regulations implicated First
Amendment rights of speech, worship, and association insofar as
applied to association of persons intending to gather in forest to
exchange views and engage in education seminars and various forms of
worship; even act of camping in National Forests might have political
connotations and qualify as protected symbolic
activity. U.S.C.A. Const.Amend. 1.
[6] CONSTITUTIONAL LAW k91
92k91
Forest Service's special use permit regulations implicated First
Amendment rights of speech, worship, and association insofar as
applied to association of persons intending to gather in forest to
exchange views and engage in education seminars and various forms of
worship; even act of camping in National Forests might have political
connotations and qualify as protected symbolic
activity. U.S.C.A. Const.Amend. 1.
[6] UNITED STATES k57
393k57
Forest Service's special use permit regulations implicated First
Amendment rights of speech, worship, and association insofar as
applied to association of persons intending to gather in forest to
exchange views and engage in education seminars and various forms of
worship; even act of camping in National Forests might have political
connotations and qualify as protected symbolic
activity. U.S.C.A. Const.Amend. 1.
[7] CONSTITUTIONAL LAW k90.1(4)
92k90.1(4)
Forest Service lands are type of forum in which expressive activity
has historically occurred, and in which public expression of views
must be tolerated to maximal extent; therefore, regulation of
expressive activity in such forum must be narrowly tailored as to
time, place, and manner, and serve substantial governmental interests,
as well as leave open ample alternative channels of communication;
any prior restraint on expressive activity in such context is
particularly suspect. U.S.C.A. Const.Amend. 1.
[7] UNITED STATES k57
393k57
Forest Service lands are type of forum in which expressive activity
has historically occurred, and in which public expression of views
must be tolerated to maximal extent; therefore, regulation of
expressive activity in such forum must be narrowly tailored as to
time, place, and manner, and serve substantial governmental interests,
as well as leave open ample alternative channels of communication;
any prior restraint on expressive activity in such context is
particularly suspect. U.S.C.A. Const.Amend. 1.
[8] CONSTITUTIONAL LAW k48(4.1)
92k48(4.1)
Formerly 92k48(4)
Proponent of law bears burden of establishing its constitutionality
when law infringes on exercise of First Amendment rights, though duly
enacted laws are ordinarily presumed to be constitutional.
U.S.C.A. Const.Amend. 1.
[9] CONSTITUTIONAL LAW k90.1(4)
92k90.1(4)
Forest Service's special use permit regulations were facially invalid,
under First Amendment, insofar as they explicitly distinguish between
expressive and other types of activity and imposed different
requirements for obtaining permits based on whether activity was
expressive or not, and did not establish sufficiently precise
standards concerning denial or approval of permit applications for
expressive activity, vesting too much discretion with Forest Service
officials. 16 U.S.C.A. ss 472, 551; Federal Land Policy and
Management Act of 1976, s 310, 43 U.S.C.A. s 1740;
U.S.C.A. Const.Amend. 1.
[9] UNITED STATES k57
393k57
Forest Service's special use permit regulations were facially invalid,
under First Amendment, insofar as they explicitly distinguish between
expressive and other types of activity and imposed different
requirements for obtaining permits based on whether activity was
expressive or not, and did not establish sufficiently precise
standards concerning denial or approval of permit applications for
expressive activity, vesting too much discretion with Forest Service
officials. 16 U.S.C.A. ss 472, 551; Federal Land Policy and
Management Act of 1976, s 310, 43 U.S.C.A. s 1740;
U.S.C.A. Const.Amend. 1.
[10] ADMINISTRATIVE LAW AND PROCEDURE k412.1
15Ak412.1
Formerly 15Ak412
Administrative regulations should be construed to preserve their
constitutionality, as far as possible, when portion of regulations is
found unconstitutional and may be severable without otherwise
disrupting regulations' functions.
[11] CIVIL RIGHTS k268
78k268
Formerly 78k13.2(4)
United States was not entitled to preliminary injunction prohibiting
organization and its members from gathering in National Forests
without special use permit, in view of determination that interim
special use permit regulations under which preliminary injunction was
sought had not been validly adopted and that special use permit
regulations violated First Amendment to extent they distinguished
between expressive conduct, such as that which was at issue, and other
forms of group activity, and to extent they did not provide objective
and narrowly drawn standards for issuance or denial of permits for
expressive activity, particularly in view of panoply of statutory and
regulatory grounds available to United States to prevent harms
allegedly posed by gatherings. Comprehensive Drug Abuse Prevention
and Control Act of 1970, s 101 et seq., 21 U.S.C.A. s 801 et seq.; 16
U.S.C.A. ss 551a, 559, 559b559d; 18 U.S.C.A. ss 13, 1853, 1863;
U.S.C.A. Const.Amend. 1.
I.
To obtain a preliminary injunction, a plaintiff must show "(1) a
substantial likelihood [of prevailing] on the merits, (2) a
substantial threat that irreparable injury will result if the
injunction is not granted, (3) that the threatened injury outweighs
the threatened harm to defendant, and (4) that granting the
preliminary injunction will not disserve the public interest."
Canal Authority of State of Florida v. Callaway, *297 489 F.2d 567,
572 (5th Cir.1974), quoted in Mississippi Power & Light
Co. v. United Gas Pipe Line Co., 760 F.2d 618, 621 (5th Cir.1985).
"This four step analysis is actually a tool to assist the court
in answering the essential question determining the propriety of a
preliminary injunction, i.e., whether the injunction is necessary to
render a meaningful decision on the merits."Treasure Salvors,
Inc. v. The Unidentified Wrecked and Abandoned Sailing Vessel, 640
F.2d 560, 568 (5th Cir.1981). A preliminary injunction is "an
extraordinary and drastic remedy which should not be granted unless
the movant has clearly carried the burden of persuasion concerning the
existence and application of ... the four prerequisites to such
relief." State of Texas v. Seatrain International, 518 F.2d 175,
179 (5th Cir.1975).
II.
[1] The first question for consideration is whether the defendant
Rainbow Family, *298 also known as the Rainbow Nation, the Rainbow
Family of Living Light, and the Gathering of the Tribes, is an entity
subject to suit and against which an injunction might be entered. The
defendants have consistently denied that they can be sued as an
entity, contending that there is no organization, structure, or
hierarchy to the Rainbow Family, but that it merely connotes a
gathering of persons sharing a similar outlook or philosophy. Beyond
their contention that the Rainbow Family is not a organization,
unincorporated or otherwise, the defendants also object that service
of process upon the Rainbow Family cannot be effected by service upon
one or more individuals who, at most, merely associate with the
Rainbow Family on a voluntary basis. The government, on the other
hand, contends that the Rainbow Family acts as an unincorporated
organization, that it may be sued as such under the provisions of
Federal Rule of Civil Procedure 17(b), and that service of process
upon the organization may be effected by service upon one or more of
its members.
III.
[3] The magistrate was additionally instructed to take evidence and to
prepare proposed findings of fact and recommendations to the court
with respect to the allegations contained in the plaintiff's amended
complaint for injunction, that the defendants may be sued as a
defendant class *299 under the provisions of Federal Rule of Civil
Procedure 23. In particular, the magistrate was requested to
consider, as to the prerequisites for a class action under Rule 23(a),
whether 1) a proposed class of defendants, their affiliates, and other
persons planning on attending the 1988 Rainbow Family Summer Gathering
are so numerous that joinder of all such members and persons is
impracticable; 2) whether there are questions of law and fact common
to the proposed class; 3) whether the claims or defenses of the named
individual defendants, upon whom summons has been served, are typical
of the claims or defenses of the proposed class; and 4) whether any
one or more of the named individual defendants, upon whom a summons
has been served, will, as representative parties, fairly and
adequately protect the interests of the class.
IV.
The remaining issues for consideration go to the substance of the
plaintiff's motion for preliminary injunction, namely: whether the
government can validly require the defendants to obtain a special use
permit before holding any gathering or meeting of twentyfive persons
or more in any National Forest in the State of Texas; whether the
government has made the necessary showing to obtain injunctive relief;
and whether a preliminary injunction is the only appropriate and
available remedy to the government to enforce the special use permit
regulations in this instance.
FN1.
Exhibits were introduced by defendants in opposition to the
government's assertion that irreparable harm to public health and
safety, and to Forest Service lands, would result from a Rainbow
Family Summer Gathering for which no permit has been obtained. E.g.,
Defendants' Exhibits 2 & 3 (Forest Service reports on the 1978 and
1979 Rainbow Family Summer Gatherings). In view of the holding
herein, however, it is unnecessary to address such contentions at this
time. Both parties may, however, present further evidence on this
question at the hearing on the final injunction.
A. The Special Use Permit Regulations
The regulations at issue here, concerning "special uses" of
the National Forest System lands and the instances in which permits
for such uses are required, are found at 36 C.F.R. Part 251, Subpart
B. They were promulgated by the Secretary of Agriculture, pursuant to
his statutory authority to prescribe rules and regulations concerning
uses and preservation of the lands under the National Forest System.
See 16 U.S.C. s 472; 16 U.S.C. s 551; 43 U.S.C. s 1740.
B. Applicability of the Regulations
As noted above, the defendants contend that the permit regulations are
not applicable to them. If the permit regulations do not apply in
this instance, obviously, the court need not consider further the
motion for preliminary injunction, since the sole relief sought is to
require that the defendants obtain a permit in advance of any
gathering or meeting in the National Forests of twentyfive or more
persons; nor would the court need to construe the defendants' further
objections as to the validity and constitutionality of the
regulations.
C. Validity of the Interim Rule Adoption
[4] The defendants further object that the present regulations have
not been validly adopted, since the interim rule was published on May
10, 1988, to take effect that date, without opportunity for prior
notice and comment. The magistrate was directed to take evidence and
argument on this objection. He concluded and found that the interim
rule was lawfully adopted. See Report, at 713. However, as explained
below, this conclusion and finding *303 appears to be contrary to the
law regarding agency rule making under the Administrative Procedure
Act (APA), 5 U.S.C. s 551 et seq. Therefore, the magistrate's
recommendation in this respect shall be, and it is hereby,
rejected.
D. Constitutionality of the Special Use Permit Regulations
Because the interim rule is presently of no effect, the previously
promulgated regulations at 36 C.F.R. Part 251 remain operative,
without the revisions proposed in the interim rule. The defendants
maintain that both the existing regulations, and as amended by the
interim rule, violate their constitutional rights to freedom of
speech, assembly, and worship. [FN2] The following discussion,
however, focuses solely on the constitutionality of the existing
regulations, and not the interim rule, since the May 10, 1988,
revisions have been held ineffective. [FN3]
FN2.
The defendants have also raised contentions that the special use
permit regulations have been unconstitutionally applied to them, out
of hostility to their viewpoint or the content of their expressive
activity. In light of the holding herein, it is unnecessary to address
such contentions regarding application of the regulations at this
time.
FN3.
To the extent that the proposed revisions to the regulations
still manifest the constitutional infirmities identified in the text,
with respect to the existing regulations, the analysis would be
equally applicable to the interim rule. It is noteworthy that the
public notice and comment required by the APA may reveal precisely
this sort of constitutional questionability of a proposed rule, in
advance of the rule's adoption, thereby minimizing the possibility
that the agency may later find its regulation unenforceable by reason
of a judicial determination of unconstitutionality. See Levesque
v. Block, 723 F.2d at 18788.
FN4.
It should be noted that the defendants may challenge the
constitutionality of the special use permit regulations here, even
though they have not, to the court's knowledge, formally applied for
or been denied a permit. "Applying for and being denied a
license or an exemption is not a condition precedent to bringing a
facial challenge to an unconstitutional law."
A.C.O.R.N. v. Munic. of Golden, Colo., 744 F.2d 739, 744 (10th
Cir.1984). One faced with an unconstitutional law requiring that a
permit or license be obtained before engaging in expressive activity
"may ignore it and engage with impunity in the exercise of the
right of free expression for which the law purports to require a
license." Shuttlesworth v. City of Birmingham, 394 U.S. 147,
151, 89 S.Ct. 935, 939, 22 L.Ed.2d 162 (1969). Of course, that the
government here seeks an injunction requiring the defendants to apply
for and obtain a permit before gathering or meeting on Forest Service
lands further heightens the imminent threat to their First Amendment
interests. Warth v. Seldin, 422 U.S. 490, 499, 95 S.Ct. 2197, 2205,
45 L.Ed.2d 343 (1975).
FN5.
The Israel order, which is unpublished, is not binding upon
courts within this jurisdiction. Furthermore, since the order is
unaccompanied by an opinion or any other discussion, its precedential
value is limited. As the following discussion makes clear, however,
this court is fully in agreement with the conclusions reached in
Israel, that the special use permit regulations are facially invalid,
as they apply to expressive activity protected under the First
Amendment, but that the Forest Service may otherwise regulate the use
of National Forest lands, as regards mass gatherings.
FN6.
Furthermore, vesting the official with the discretion to propose
an alternative place or time for the expressive activity, or his or
her own choosing, is highly repugnant to the First Amendment's spirit
of allowing citizens the freedom to decide when and where they wish to
exercise their rights to speak, worship, or assemble. "One is
not to have the exercise of his liberty of expression in appropriate
places abridged on the plea that it may be exercised in some other
place." Schneider v. State, 308 U.S. 147, 163, 60 S.Ct. 146,
15152, 84 L.Ed. 155 (1939).
E. Plaintiff's Remedy at Law
By virtue of the holdings abovethat the interim rule is not presently
in effect, and that the regulations requiring a special use permit for
"special events" are unconstitutionalthere is no legal
ground for the preliminary injunction demanded by the government. It
bears reiterating that the government has solely requested, as
preliminary injunctive relief, that the defendants be required to
secure a special use permit before they hold or prepare for a Spring
Council or Summer Gathering in the National Forests in Texas. [FN7]