FRANK W. HUNGER
Assistant Attorney General
JOSE de JESUS RIVERA
United States Attorney
SCOTT BALES
Assistant United States Attorney
4000 U.S. Courthouse
230 North First Avenue Phoenix, AZ 85025
AZ State Bar # 010147
ph: (502) 514-7500
D. JAMES GREINER
United States Department of Justice
Civil Division, Federal Programs Branch
P.O. Box 883 Washington, D.C. 20044 SEPT 30 1998
ph: (202) 616-0673 CLERK U S DISTRICT COURT
fx: (202) 616-8202 DISTRICT OF ARIZONA
Attorneys for the United States
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA
UNITED STATES OF AMERICA
Plaintiff,
No. CR-98-502-PCT-RG
v.
Plaintiff's Response to
MICHAEL D. LINICK, aka Defendant Linick's Motion
Strider, and HENRY G. To Dismiss
BAILEY, III,
Defendants.
TABLE OF CONTENTS
PAGES
PRELIMINARY STATEMENT
..
.
1
REGULATORY FRAMEWORK: THE NONCOMMERCIAL
GROUP USE REGULATION
..
.
2
BACKGROUND ....
..
.
7
THE PRESENT ACTION
..
..
..
11
ARGUMENT
.
..
..
11
I. THE NONCOMMERCIAL GROUP USE REGULATION IS A
CONSTITUTIONAL TIME, PLACE, AND MANNER
RESTRICTION . . . . . . .
.
. . . . . . . . 12
A. The noncommercial group use regulation is content neutral
. . . . . . . . . . 13
B. The noncommercial group use regulation is narrowly tailored
to serve significant government interests . . . . .
......
.
.... 14
C. The noncommercial group use regulation leaves open ample
alternative channels for expression
..
17
II. THE NONCOMMERCIAL USE REGULATION DOES NOT UNCONSTITUTIONALLY
DELEGATE UNBRIDLED DISCRETION TO FOREST SERVICE OFFICIALS . .
. ................................................................................
18
A. Defendant's arguments that the noncommercial group use
regulation delegates unbridled discretion to the permitting official
lack merit .....
.. 18
B. Defendant's remaining arguments lack merit
.
..
..
22
CONCLUSION
.
..
25
-i-
TABLE OF AUTHORITIES
CASES .............................................................................................................
PAGES
Black v. Arthur,
No. 97-1798-HA, -- WL --, -- F. Supp.
(D. Ore. Aug. 25, 1998) . . . . . . . . . . . . . . . . . . ..
. . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Bowman Transportation. Inc. v.
Arkansas-Best Freight System. Inc.,
419 U.S. 281 (1974) . . . . . . . . . . . . . . . . . . . . .
. ...... . . . . . . . . . . . . . . . . . . . . . . . . . . 23
CFNFC v. Walsh,
774 F.2d 1515 (11th Cir. 1985),
cert. denied, 475 U.S. 1120 (1986) . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Clark v. Community for Creative Non-Violence,
468 U.S. 288 (1984) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . .. .12, 14, 15, 16
Cox v. New Hampshire,
312 U.S. 569 (1941) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . .
. 24
Cronin v. USDA,
919 F.2d 439 (7th Cir. 1990) . . . . . . . . . . . . . . . . .
. . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . 23
Darby v. Cisneros,
509 U.S. 137 (1993) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . ....... . . ... . . . . . . . . . . .
. . 22
Gaudiva Vaishnava Society v. City and
County of San Francisco,
952 F.2d 1059 (9th Cir. 1991),
cert. denied, 504 U.S. 914 (1992) . . . . . . .. . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Grossman v. City of Portland,
33 F.3d 1200 (9th Cir. 1994) . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
13
Heffron v. International Society for Krishna
Consciousness. Inc.,
452 U.S. 640 (1981) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . ......... . . . . . . . . . . . . . . . . . .
13, 14
Moser v. FCC,
46 F.3d 970 (9th Cir. 1995), cert. denied, 515 U.S. 1161 (1995)
. . . . . . . . . . . . . . . . . . 15, 17
NAACP Western Region v. City of Richmond,
743 F.2d 1346 (9th Cir. 1984) . . . . . . . . . . . . . . . .
. . . . . . . ................ . . . . . . . . . . . . . . . .
16
One World One Family Now v. City and County of Honolulu,
76 F.3d 1009 (9th Cir.), cert. denied,
117 S. Ct. 554 (1996) . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 14,
16
-ii-
Outdoor Systems, Inc. v. City of Mesa,
997 F.2d 604 (9th Cir. 1993) . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
13
Santa Fe Springs Realty v. City of Westminster,
906 F. Supp. 1341 ((C.D.. Cal. 1995) . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Shuttlesworth v. City of Birmingham,
394 U.S. 147 (1969) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . 23
State of Texas v. United States,
755 F.2d 419 (5th Cir.), cert. denied,
474 U.S. 843 (1985) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . 23
United States v. Herrera,
548 F.2d 1137 ((2nd Cir. 1978) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
United States v. Johnson,
988 F. Supp. 920 ((W.D.N.C. 1997),
appeal pending No. 97-5023 (4th Cir.) . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . .. 1, 10,13, 15
United States v. Rainbow Family,
695 F. Supp. 294 (E.D. Tex. 1988) . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . 9, 10, 15
United States v. Israel,
No. CR-86-027-TUC-RMB (D. Ariz. May 10, 1986)) . . . . . . . .
. . . . . . . . . . . . . . . . . . . . .. 9
Ward v. Rock Against Racism,
491 U.S. 781 (1989) . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
12, 16
STATUTES AND REGULATIONS:
16 U.S.C. § 551 . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . .2, 11
18 U.S.C. §§ 3559(a), 2571(b)(6) . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . 3
36 C.F.R. § 101 . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . 22
36 C.F.R. § 251.50(a) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . 2, 21
36 C.F.R. § 251.50(c) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 4
36 C.F.R. § 251.50(c)(3) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 4
36 C.F.R. § 251.51 . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . 3
36 C.F.R. § 251.51(a) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 11
36 C.F.R. § 251.54(b)(1) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 5
36 C.F.R. § 251.54(e)(1) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 4
36 C.F.R. § 251.54(e)(2)(i)(A-E) . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 4
36 C.F.R. § 251.54(f)(2-3) . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 5
36 C.F.R. § 251.54(f)(5) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 5,
16, 17
36 C.F.R. § 251.54(h)(1)(i-viii) . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 7, 17,
24
36 C.F.R. § 251.54(h)(1)(v)(A-E) . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 6
36 C.F.R. § 251.54(h)(1)(vi)(A-D) . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 6
36 C.F.R. § 251.54(h)(2) . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 17,
18, 23
36 C.F.R. § 251.54(i) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . 24
36 C.F.R. § 251.56(a) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . 7, 20
36 C.F.R. § 251.56(a)(2)(i) . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 21
36 C.F.R. § 251.56(b) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . 22
36 C.F.R. § 251.50(a)(1)(i-ii) . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . 7, 17
36 C.F.R. § 251.91 . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . 22
36 C.F.R. § 251.101 . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . 22
36 C.F.R. § 261.1b . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . 3
36 C.F.R. § 251.10(k) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 1, 2
7 U.S.C. § 6912(e) . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . 22
5 U.S.C. § 701-06 . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . 5
60 Fed. Reg. 45,258 . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 1
60 Fed. Reg. 45,258-93 . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 10
60 Fed. Reg. 45,262 . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 1, 8 60 Fed. Reg. 45,263-64 . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 8, 15
60 Fed. Reg. 45,266 . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . 15
60 Fed. Reg. 45, ,281 . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. 9, 15
- iv -
PRELIMINARY STATEMENT
Michael D. Linick, a Rainbow Family member charged with
use of National Forest System land without a permit in violation
of 35 C.F.R. § 251.10(k), has moved to dismiss the Information,
challenging the constitutionality of a Forest Service regulation
requiring noncommercial groups of 75 or more to obtain a permit
before gathering in the national forests. The Rainbow Family is
a group of persons that gathers in numbers often exceeding 20,000
at least once per year on National Forest System lands to pray
for peace, discuss environmental and other political issues, and
exchange and demonstrate their ideas and views. USDA, Final Rule,
Land Uses & Prohibitions, 50 Fed. Reg. 45,258, 45,252
(Aug. 30, 1995) [hereinafter Final Rule]. To protect the
National Forest System lands from the potential abuse that any
unregulated gathering of large size can cause, the Forest Service
has implemented a narrowly tailored permit system applicable to
groups greater than 74.
At least two different district courts, in litigation between
the Forest Service and Rainbow Family members, have rejected constitutional
challenges to the noncommercial group use regulation at issue
in this case, characterizing the regulation as a constitutional
restriction upon the time, place, and manner of expressive activity.
Black v. Arthur, No. 97-1798-HA, -- WL -, -- F. Supp. --
(D. Ore. Aug. 25, 1998); 1/ United States v.
________________________
1/ The, clerk of the Black court has indicated
that the opinion will be published. Because it was issued so recently,
however, no Westlaw or Federal Supplement cite is available. For
the Court's
Page 1
Johnson, 988 F. Supp. 920 (W.D.N.C. 1997), appeal pending
No. 975023 (4th Cir.). In particular, the Black court repudiated
Defendant Linick's primary argument in this case, namely, that
the noncommercial group use regulation delegates too much discretion
to Forest Service officials charged with administering the regulatory
scheme. See Black, at 12 ("[T]he regulation
contains sufficient limitations on the permitting official's discretion.").
This Court should follow the Black and Johnson
precedents. It should hold that the noncommercial group use regulation
is a constitutional time, place, and manner restriction upon expressive
activity such as Rainbow Family gatherings. It should deny Defendant's
Motion To Dismiss.
REGULATORY FRAMEWORK: THE NONCOMMERCIAL
GROUP USE REGULATION
Pursuant to statutory authority, 16 U.S.C. § 551,
the USDA has promulgated regulations administered by the Forest
Service governing any "special use" of National Forest
System lands. 36 C.F.R. pt. 251 subpt. B. A special use is any
use other than one involving timber, mining, or grazing. 36 C.F.R.
§ 251.50(a). Subject to certain exceptions explained below,
any person wishing to engage in a special use must obtain a permit
to do so. 36 C.F.R. §§ 251.50(a), 261.10(k). A person
who engages in a
_______________________________
convenience, photocopies of the Final Rule preamble and the
Black opinion are included with the second copy of this pleading
filed with the Court and have been served upon Defendant Linick.
Page 2
special use without the necessary authorization is subject to
a fine of up to $5000.00 or imprisonment for up to 6 months, or
both. 18 U.S.C. §§ 3559(a), 2571(b)(6); 36 C.F.R. §
261.1b.
One type of special use subject to the authorization requirement
is a "noncommercial group use," defined as any activity
conducted on National Forest System lands involving a group of
75 or more people, either as participants or spectators, in which
either (a) no entry or participation fee is charged, and (b) the
primary purpose of the activity is not the sale of a good or service.
36 C.F.R. § 251.51. Accordingly, an event of 75 or more persons
for purposes of self-expression or exchange of ideas, such as
a Rainbow Family Gathering, is a noncommercial group use governed
by 36 C.F.R. pt. 251 subpt. b. 2/
The regulation provides certain exemptions from the permitting
requirement. In particular, no special use authorization is required
for "noncommercial recreational activities," e.g.,
camping and hiking, or "noncommercial activities involving
expression such as assemblies, meetings, demonstrations, and parades,"
unless the special use falls within the definition of a
noncommercial group use. In the latter case,
______________________
2/ The line between commercial and noncommercial
uses is analogous to the line between commercial and noncommercial
speech in First Amendment jurisprudence. See, e.g., Outdoor
Systems, Inc. v. City of Mesa, 997 F.2d 604, 613 (9th Cir.
1993). Defendant Linick agrees that, because the Rainbow Family
"will never charge an entry fee for a gathering" and
because the primary purpose of its gatherings is not the sale
of a good or service, the Rainbow Family's occupancy of a national
forest service site is a noncommercial use. Defendant's Memorandum
of Points And Authorities in Support of Defendant's Motion To
Dismiss [hereinafter Defendant's Memorandum], at 23 & n.9.
Page 3
no exemption applies, and the would-be user of a national forest
must comply with the noncommercial group use regulation. 36 C.F.R.
§§ 251.50 (c) , 251.50 (c) (3). Effectively, this means
that all noncommercial uses involving 74 or fewer spectators or
participants need not be authorized, regardless of whether the
use is for hunting wildlife, riding horses, protesting injustice,
or exchanging views on the proper way to live. All noncommercial
uses involving 75 or more spectators or participants, however,
must be authorized, regardless of the character or purpose of
the noncommercial use.
To apply for a noncommercial group use authorization, the
applicant must provide the following: the applicant's name and
mailing address; if the applicant is an organization, the name
of an individual authorized to receive notice of any action regarding
the application; a description of the proposed activity; the location
and a description of the National Forest System lands and facilities
the applicant desires to use; an estimate of the number of participants
and spectators; the starting and ending dates and the time of
the activity; and the name of a person 21 years of age or older
who will sign the special use authorization on behalf of the applicant.
36 C.F.R. §§ 251.54 (e)(1), 251.254 (e) (2) (i) (A-E).
No other information is required. 36 C.F.R. § 251.54 (e)
(2) (i) (E). The applicant must deliver the application to the
Forest Service 72 hours-in advance of the beginning time of the
proposed activity. 36 C.F.R. § 251.54 (f) (5) . Successive
applications for special uses of the
Page 4
same national forest area are processed on a first come, first
serve basis. 36 C.F.R. § 251.54(f)(5).
If the Forest Service issues no decision on the application
within 48 hours of receiving it, it is deemed granted, and the
authorization must issue forthwith. 36 C.F.R. § 251.54(f)(5).
During this 48-hour period, the proper Forest Service officer
must acknowledge receipt of the application in writing; evaluate
the application under the criteria listed at 36 C.F.R. §
251.54(b)(1); complete the requisite environmental documentation;
,determine compliance with other applicable laws; consult with
other interested parties, including other law enforcement agencies
and the general public; and "take any other action necessary
to fully evaluate and make a decision to approve or deny the application
and to prescribe suitable terms and conditions." 36 C.F.R.
§ 251.54(f)(2-3). If the Forest Service denies the application,
it must notify the applicant in writing of its reasons for doing
so, and the denial is "final agency action" subject
to immediate court challenge under the Administrative Procedure
Act, 5 U.S.C. §§ 701-06 [hereinafter "A.P.A."].
36 C.F.R. § 251.54(h)(2). If some alternative time, place,
or manner of use would satisfy the concerns of the Forest Service
that led to the denial, the Service must offer this alternative.
Id.
The regulation provides that the Forest Service "shall"
grant an application for a special use authorization if the requested
use meets eight narrowly defined, content neutral criteria. The
first three criteria concern consistency with
Page 5
otherwise applicable law and agency policy "unrelated
to the content of the expressive activity," including the
forest land and resource management plan of the relevant forest
area promulgated pursuant to statute as well as the agency's environmental
policy for sensitive areas. 36 C.F.R. § 251.54(h)(1)(i-ii).
The fourth criterion is whether the requested use will delay,
halt, or prevent other previously scheduled or ongoing uses. 36
C.F.R. § 251 54(h)(1)(iv). The fifth criterion addresses
health concerns, a subject of particular importance in Rainbow
Family Gatherings. 36 C.F.R. § '251.54(h)(1)(v); see
infra, "Background" section. The fifth criterion,
as do all of the others, specifies particularized standards: the
Forest Service assesses whether the proposed activity violates
state and local health laws and regulations applicable to the
proposed site. The regulation directs the Forest Service to focus
on sanitation, waste disposal, spread of disease, and water supply.
36 C.F.R. § 251 54(h)(1)(v)(A-E). The sixth criterion addresses
whether the proposed activity poses a substantial danger to public
safety. It prohibits any consideration of a "heckler's veto"
by excluding "concerns about the possible reaction to the
users' identity or beliefs from non-members of the group that
is seeking authorization." 36 C.F.R. § 251.54(h)(1)(vi).
Indeed, the Forest Service may look only to potential for physical
injury to the applicants and others and the adequacy of emergency
ingress and egress. 36 C.F.R. § 251.54(h)(1)(vi)(A-D). The
seventh criterion prohibits use for military or paramilitary exercises
unless these exercises are
Page 6
federally funded. 36 C.F.R. § 251.54(h)(1)(vii). Finally,
the eighth criterion provides: "A person or persons 21 years
of age or older [shall] have been designated to sign and do sign
a special use authorization on behalf of the applicant.'; 36 C.F.R.
§ 251.54 (h)(1)(viii).
The Forest Service may grant a requested authorization
subject to terms and conditions necessary to carry out the purpose
of applicable law, minimize the environmental impact to the area
to be used, and protect the safety of all lawful users. 36 C.F.R.
§ 251.56(a). Once issued, an authorization for a noncommercial
group use may be revoked only for one of the following four reasons:
(1) noncompliance with one of the eight criteria articulated above;
(2) noncompliance with other applicable law or the terms and conditions
of the authorization; (3) failure of the holder to exercise the
privileges granted by the authorization; or (4) by consent of
the holder. 35 C.F.R. § 251.60(a)(1)(i). Revocation or suspension
of a previously granted authorization is final agency action subject
to immediate court challenge under the APA. 36 C.F.R. § 251.60(a)(1)(ii).
BACKGROUND
This citation and Information are the latest stage in a
series of court disputes arising out of Rainbow Family Gatherings
in the national forests and the Forest Service's duty to protect
the National Forest System against the inevitable consequences
that group events involving as many as 20,000 human beings can
Page 7
cause. For over two decades, Rainbow Family members have met
in large Gatherings at prespecified times in various undeveloped
sites in national forests. Final Rule, at 45,262.
The Rainbow Family organizes numerous events, but the largest
are the annual Gatherings on or around July 4, in which as many
as 20,000 people from across the United States and internationally
attend. Final Rule, 60 Fed. Reg. at 45,262. Although the
Rainbow Family often shows a commendable concern for sanitation
and preservation of the environment. Id. at 45,263, the sheer
volume of persons in attendance has caused difficulties in these
areas in the past, and other problems unique to a chosen site
have arisen.
For example, in the 1987 Gathering in North Carolina, inadequate
sanitation resulted in an outbreak of shigellosis, a form of bacterial
dysentery transmitted by contamination from human waste. The contamination
resulted from the scattering of uncovered human waste. Flies,
bare human feet, and other vectors spread the shigellosis bacteria.
Two physicians from the Center for Disease Control in Atlanta
visited the 1987 Gathering from July 4-11 and estimated that 65%
of those remaining suffered from shigellosis. By the middle of
August, 25 states reported outbreaks of the disease traced to
persons attending the Gathering. Similarly, in the 1991 and 1992
Gatherings in Vermont and Colorado, uncovered human waste was
left scattered throughout the forest and latrines were often dug
too close to rivers or other sources that Gatherers used for drinking
and cooking water. Id. at 45,263-64.
Page 8
Environmental damage and litter has also resulted from
the Gatherings. Eroded soil from paths leading down to sources
of fresh water has threatened the quality of stream banks and,
thus, the long-term quality of the water. The 1987, 1991, and
1992 Gatherings resulted in soil compaction, destruction of vegetation,
and exposed tree roots. Gatherers left filled garbage bags, cigarette
butts, and plastic utensils throughout the sites. Id. 3/
Until 1995, the Forest Service's attempts to address the
effects of events involving large numbers of people have met with
varying degrees of success. Prior to 1986, Forest Service special
use authorization regulations distinguished between expressive
group activity and other forms of group activity and provided
different grounds for the approval of a special use authorization
request based upon this distinction. United States v. Rainbow
Family, 695 F. Supp. 294, 301 (E.D. Tex. 1988) [hereinafter
Rainbow I]. Because of this distinction, the United States
District Court for the District of Arizona invalidated this set
of regulations in 1986. Id. (citing United States v. Israel,
No. CR-86-027-TUC-RMB (D. Ariz. May 10, 1986)). In response, the
USDA issued amended regulations two years later in
____________________
3/ Other difficulties have arisen that were specific
to the sites chosen for the Gathering. See. e.g., id. at
45,281.
The difficulties attending large group events in the national
forests are by no means unique to Rainbow Family Gatherings. In
1993, for instance, a group called "We The People" sought
to meet in a site that had previously been used by the Mississippi
National Guard for military training purposes and that was then
in use by the National Guard for military exercises. Id. at 45,281.
Page 9
the form of an interim rule published May 10, 1988. The United
States District Court for the Eastern District of Texas held these
amendments invalid in Rainbow 1 4/ because they
had not been promulgated in compliance with the APA's notice and
comment requirements. Id. at 302-06.
In response, the Forest Service undertook an exhaustive
review of its interests in regulating special uses of national
forests by large numbers of persons, as well as Supreme Court
time, place, and manner jurisprudence. Final Rule, 60 Fed. Reg.
at 45,258-93. The result was the noncommercial group use regulation
promulgated to be part of the overall special use regulations,
a scheme the Johnson and Black courts have since up held. 5/
_____________________
4/ In Rainbow I, the United States sued the
Rainbow Family seeking an injunction against the 1988 Gathering
in Texas until the Rainbow Family obtained a special use permit.
The rulings summarized above were made in the context of the court's
denial of the United States' request for preliminary relief. In
later litigation in the same case, however, the court issued a
permanent injunction requiring the Rainbow Family to comply with
"discrete health and sanitation provisions appropriate for
an outdoor Gathering of large numbers of persons," United
States v. Rainbow Family, 695 F. Supp. 314, 330 (E.D. Tex.),
after listing the deterioration and damage caused by a Gathering,
695 F. Supp. at 328. See also Johnson, 988
F. Supp. at 924-25.
5/ Initially, the United States sought to obtain
a judicial declaration of the constitutionality of the noncommercial
group use regulation without resort to the criminal process by
suing the Rainbow Family and several of its members in federal
district court in Florida. The United States could not obtain
the desired ruling on the merits, however, because all of the
named defendants took default judgments. See United
States v. Rainbow Family, No. 96183-Civ.-J-20 (S.D. Fla.).
Having little choice, the United States began citing Rainbow Family
members for violation of the noncommercial group use regulation.
Page 10
THE PRESENT ACTION
This case stems from a Rainbow Family gathering in the
Apache National Forest. In June of this year, Defendant Linick
participated in a Rainbow Family event of 75 or more persons.
Information. The Rainbow Family failed to obtain the noncommercial
group use regulation required for this event; accordingly, Defendant
Linick was cited for a violation of 16 U.S.C. § 551 and 36
C.F.R. §§ 261.10(k), 251.5'(a). Information.
ARGUMENT
Defendant Linick's Memorandum is broken into seven lengthy
and repetitive statements, several with multiple subparts. Most
are highly abstract because, as we will show, they concern aspects
of the regulatory scheme never applied to Linick. The United States
will first demonstrate that, as the Black and Johnson courts found,
the noncommercial group use regulation is a constitutional restriction
of the time, place, and manner on expressive activity. Then, the
United States will rebut any of Defendant's arguments not subsumed
within the time, place, and manner discussion.
Page 11
I. THE NONCOMMERCIAL GROUP USE REGULATION IS A CONSTITUTIONAL
TIME, PLACE, AND MANNER RESTRICTION.
Even in a public forum such as a street or a public park,
the government may regulate the time, place, and manner of expressive
and communicative activities. Ward v. Rock Against Racism,
491 U.S. 781, 791 (1989); Clark v. Community for Creative Non-Violence,
468 U.S. 288, 298 (1984). Permit requirements, such as the noncommercial
group use regulation at issue in this case, are common time, place,
and manner restrictions upon constitutionally protected speech.
See. e.g., Shuttlesworth v. City of Birmingham,
394 U.S. 147, 150-51, 155-56 (1969). The intermediate scrutiny
applicable to such regulations requires that they be upheld if
they (1) "can be justified without reference to the content
of the regulated speech," (2) "are narrowly tailored
to serve a significant government interest," and (3) "leave
open ample alternative channels for communication of the information."
Ward, 491 U.S. at 791; One world One Family Now v. City
and County of Honolulu, 76 F.3d 1009, 1012 (9th Cir.), cert.
denied, 117 S. Ct. 554 (1996). The group use rules here
easily meet this standard.
A. The noncommercial group use regulation is content
neutral.
The principal inquiry in determining the content neutrality
of time, place, and manner restrictions is "whether the government
has adopted a regulation of speech because of disagreement with
the message it conveys." Ward, 491 U.S. at 791. A
regulation that "serves purposes unrelated to the content
Page 12
of expression is deemed neutral, even if it has an incidental
effect on some speakers or messages but not others." Id.
"On its face, the noncommercial group use regulation
is neutral and applies equally to all noncommercial groups of
75 or more individuals." Black, at 10. Hunters, campers,
family picnickers, and Rainbow Family gatherers all must obtain
authorization if their numbers exceed 74; they need not obtain
such authorization if their numbers remain under 75. See,
Grossman v. City of Portland, 33 F.3d 1200, 1206-07 &
n. 13 (9th Cir. 1994) (contrasting ordinances that "discriminate[]
against speech" with those that apply only to "large
groups" such as "fifty or more persons"). As the
Johnson court noted, "The current regulations governing
permitting of non-commercial group use do not facially discriminate
between expressive and other types of activities, resulting in
an 'invidious classification' as was found unconstitutional in
Rainbow I." 988 F. Supp. at 924. Rather, because the
regulations "require all non-commercial groups in excess
of 74 persons to apply for special use authorization, they are
neutral as to the content of the [Rainbow] Family's expressive
activity -- even if they have the incidental effect of requiring
a large percentage of Family Gatherings to obtain permits because
their numbers regularly exceed 74 persons." Id.; see
also Heffron v. International Society for Krishna Consciousness.
Inc., 452 U.S. 640, 648-49 (1981).
"The regulation's neutrality is further demonstrated
by the stated purposes of the regulation, which are to protect
forest
Page 13
resources, promote safety and health of forest users, and allocate
space among competing uses." Black, at 10 (citing
Final Rule, 60 Fed. Reg. at 45,258-93) . Each of these interests
is unrelated to the expressive content of any activity that might
take place pursuant to the noncommercial group use regulation.
B. The noncommercial group use regulation is narrowly
tailored to serve significant government interests.
Three of the Forest Service's interests are articulated
immediately above. If the noncommercial group use regulation may
be upheld with respect to any one of these three interests, it
is constitutional. Heffron v. International Society for Krishna
Consciousness. Inc., 452 U.S. 640, 650 n.13 (1981) . In fact,
"[e]ach of these interests is substantial and is unrelated
to the expressive content of any activity that might take place
pursuant to the noncommercial group use regulation." Black,
at 10. The Forest Service's interest in protecting the aesthetic
beauty of the national forests and preserving the National Forest
System's natural resources is analogous to the interest in preserving
the beauty of the Waikiki boardwalk that the Ninth Circuit found
significant in One World, or to the interest in maintaining
the attractiveness of Washington, D.C.'s Mall area that all nine
Supreme Court justices found significant in Clark. Clark,
468 U.S. at 296 (opinion of the Court), and 468 U.S. at 308 (Marshall,
J., dissenting); One World, 76 F.3d at 1012-13. There can
be little doubt as to the government's interest in protecting
all users of the National Forest, including Rainbow Family members,
from outbreaks of shigellosis or the dangers of
Page 14
unexploded ordnance. See 60 Fed. Reg. at 45,263-64, 45,281.
Finally, the Forest Service has found that "[t]he competition
for available sites in the national forests among animals, plants,
and humans has increased as more demands and restrictions have
been placed on use of the national forests. Requiring a special
use authorization allows the agency to act as a kind of 'reservation
desk' for proposed uses and activities, including noncommercial
group uses." 60 Fed. Reg. 45,266. Requiring advance notice
allows the Forest Service to assure, for instance, that groups
do not meet in places already scheduled for National Guard tank
maneuvers. Id. at 45,281.
Moreover, the Forest Service did interests in a vacuum.
It based them on experience in dealing with the national not articulate
these its decades of forests and provided specific examples of
instances in which large group events had threatened these interests
in the past. See supra "Background" section; see also
Moser v. FCC, 46 F.3d 970 (9th Cir. 1995) (holding that
courts should defer to findings of this nature), cert. denied,
515 U.S. 1161 (1995). Two courts have agreed in the context of
Rainbow Family Gatherings, finding that large unregulated groups
can cause deterioration of the site, Rainbow I, 695 F.
Supp. at 328, and "can have potentially serious adverse effects
on public health." Johnston, 988 F. Supp. at 924.
Regarding narrow tailoring, the Supreme Court has warned lower
courts not to second guess the government's judgment as to how
to further the public interest. Clark, 468 U.S. at 299.
The
Page 15
fit of means to ends need not be perfect, and any contention
that the Forest Service might have employed different, less restrictive
means to protect the interests advanced by the noncommercial group
use regulation is irrelevant. Ward, 491 U.S. at 800 ("[R]egulation
will not be invalid simply because a court concludes that the
government's interest could be adequately served by some less-speech-restrictive
alternative."); One World, 76 F.3d at 1014 n.9 (upholding
a ''valuable, but perhaps imperfect means of addressing the targeted
problem") (internal quotation and citation omitted). A time,
place, and manner "restriction is narrowly tailored if the
government "could reasonably have determined that its interests
would be served less effectively without [the regulation] than
with it." Ward, 491 U.S. at 801; Clark, 468 U.S. at
297 (upholding a regulation because "the parks would be more
exposed to harm without the . . prohibition than with it").
As the Black court found, "[b]ecause the burden imposed
on expression by the regulation is not substantially greater than
a burden imposed by alternative
regulations, it is irrelevant that the alternatives to this regulation
might equally serve the government's interests. " Black,
at 11 (emphasis in original).
The noncommercial group use regulation is narrowly tailored.
Applicants need seek authorization only 72 hours before their
proposed use. 36 C.F.R. § 251.54(f)(5); see NAACP Western
Region v. City of Richmond, 743 F.2d 1346, 1357-58 (9th Cir.
1984) (citing with approval regulations requiring notice of similar
Page 16
duration). A strict 48-hour time limit governs the Forest Service's
response, 36 C.F.R. § 251.54(f)(5), even though such a limit
is not necessary to render the regulation constitutional. Outdoor
Systems Inc. v. City of Mesa, 997 F.2d 604, 614 (9th Cir.
1993). The Forest Service may deny an application only on the
basis of several carefully and specifically defined reasons, 36
C.F.R. § 251.54(h)(1)(i-viii), thus distinguishing this case
from those in which a permitting authority is given unfettered
discretion as to whether to grant a permit. Cf. Gaudiya
Vaishnava Society v. City and County of San Francisco, 952
F.2d 1059, 1062-65 (9th Cir. 1991), cert. denied, 504 U.S. 914
(1992). If an alternative place or time is available, the Service
must offer this alternative. 36 C.F.R. § 251.54(h)(2). Denial
of an application and revocation of a previously issued permit
are immediately appealable under the APA. 36 C.F.R. §§
251.54(h)(2), 251.60(a)(1)(ii).
C. The noncommercial group use regulation leaves
open
ample alternative channels for expression.
"[T]he regulation leaves ample-alternatives for expression."
Black, at 11. In fact, the Ninth Circuit has upheld other
ordinances imposing greater restrictions on the method and manner
of expression. The One World court, for instance, upheld
a flat ban on T-shirt sales on the public streets of Waikiki,
76 F.3d at 1012-15, and in Moser v. FCC, 46 F.3d 970 (9th
Cir. 1995), cert. denied, 515 U.S. 1161 (1995), the court upheld
a nearly blanket restriction on automated telephone solicitations.
In contrast to these cases, the noncommercial group use regulation
prohibits no
Page 17
medium or manner of speech or expression. The Rainbow Family,
as well as all other groups, may gather for communication and
: expression just as they did before, so long as they obtain the
necessary permit and allow the Forest Service to carry out the
congressional command to protect and preserve the national forests.
"The regulation does not affect gathering in groups of less
than 75 or gathering on non-National Forest System land, and if
a permit is not granted, the Forest Service is required to offer
an alternative time, place, or manner if one is available. 36
C.F.R. § 251.54(h)(2)." Black, at 11. The narrow
nature of the regulation's restrictions demonstrates that ample
alternative channels of communication remain open.
II. THE NONCOMMERCIAL USE REGULATION DOES NOT UNCONSTITUTIONALLY
DELEGATE UNBRIDLED DISCRETION TO FOREST SERVICE OFFICIALS.
A. Defendant's arguments that the noncommercial
group use
regulation delegates unbridled discretion to the
permitting official lack merit.
Defendant Linick's first four contentions in support of
his Motion To Dismiss is that the noncommercial group use regulation
delegates unrestricted discretion to the Forest Service officials
who administer the regulatory scheme to impose terms and conditions
upon those wishing to use the National Forest System for expressive
activity. Linick does not have standing to raise this contention;
in addition, as the Black court found, he is wrong on the
merits.
Linick's arguments regarding terms and conditions are hypothetical
and consist of a parade of horribles about what the Forest Service
might do. He can point to no burdensome term or
Page 18
condition that was actually imposed upon him (or anyone else),
nor even to a term or condition that the Forest Service ever threatened
to impose on him (or anyone else). The reason for the abstract
nature of Linick's arguments is straightforward. Linick never
applied for a permit, and the permit that the Forest Service offered
to the Rainbow Family during the Arizona Gathering did not contain
any onerous terms or conditions. As result, this Court has no
facts before it upon which to apply relevant First Amendment law,
and Linick's contentions are simply too abstract and hypothetical
to make them ripe for judicial consideration. In United States
v. Herrera, 548 F.2d 1137, 1148 (2d Cir. 1978) (collecting
cases), the Second Circuit held, "The constitutionality of
a statute is to be considered in the light of the standing of
the party who seeks to raise the question and of its particular
application. It is firmly established that the constitutionality
of a statute may not be attacked by one whose rights are not,
or are not about to be, adversely affected by the operation of
the statute." Linick's rights are not, and are not about
to be, adversely affected by any allegedly burdensome term or
condition in a Forest Service permit. Accordingly, Linick lacks
standing to attack the terms and conditions portion of the regulation.
Assuming Linick has standing, he is wrong on the merits.
In Black, the plaintiffs cast the argument Linick makes here in
terms of the First Amendment doctrine of prior restraint, arguing
that "the regulation delegates unbridled discretion to the
permitting official because it does not set standards for
Page 19
granting or denying permits, or standards for the type of terms
and conditions the permit may contain. " Black, at
11. The Black court squarely rejected this argument, holding,
"This Court disagrees and is of the opinion that the regulation
is not an unconstitutional prior restraint." Black,
at 12. Specifically, the Black court found that the "terms
and conditions that the Forest Service may impose in a permit
are limited to those designed to assure compliance with otherwise
applicable health and safety standards; to minimize danger to
water quality, fish, and wildlife, and other environmental aspects
of the forest; and to protect the physical safety of all those
in the National Forest System." Black, at 12.
Black was correctly decided. Defendant Linick's
arguments to the contrary ignore the existence of 36 C.F.R. §
251.56(a), which the Black court summarized in the passage
quoted immediately above. Any applicant for a noncommercial group
use permit may challenge the terms and conditions in an A.P.A.
action, allowing adjudication of any alleged unconstitutional
condition in a concrete factual setting. Thus, section 251.56(a)
is written as narrowly as it could be, given that the noncommercial
group use regulation must apply to the entirety of the National
Forest System, a system stretching from Alaska to Florida and
including a variety of different types of land, wildlife, and
other resources sensitive to different kinds of human activity.
6/
______________________________
6/ With one exception, all of the cases Defendant Linick
cites dealt with ordinances that included no standards for the
grant or
Page 20
The variation in the types of sites and areas within the
National Forest System also explains 36 C.F.R. § 251.56(a)(2)(i)'s
reference to "economic interests." National Forest System
lands are used for such economic endeavors as logging, mining,
and grazing. See 36 C.F.R. § 251.50(a). Protecting such economic
activities is a part of the Forest Service's interest in the National
Forest System's natural resources. See supra section I.B.
In addition, the regulatory time limit upon a proposed
noncommercial group use does not violate the Constitution by vesting
too much discretion in Forest Service officials. The regulation
provides that the duration of a permit shall be for "no longer
than the authorized officer determines to be to necessary accomplish
the purpose of the authorization and [is] reasonable in light
of all the circumstances . . . ´7/ 36 C.F.R. § 251.56(b).
This portion of the regulation requires nothing
__________________________
denial of a permit application, as opposed to the imposition
of terms and conditions in a granted permit. This distinction
is important. Given the wide variety of seasonal, ecological,
geographical, and physical settings governed by the regulation
at issue in this case, it is simply impossible to predict what
terms or conditions may be necessary to allow the Forest Service
to carry out its statutory mandate. The Forest Service must have
some discretion to impose terms and conditions (many of which
may be unique to a particular site, season, and manner of activity)
to, for instance, protect those coming into contact with Rainbow
Family members returning from a gathering from another multi-state
shigellosis outbreak.
The only relevant case Defendant Linick cites is Santa
Fe Springs Realty v. City of Westminster, 906 F. Supp. 1341,
1366 (C.D. Cal. 1995). There, the Court adopted a limiting construction
of the terms and conditions portion of an ordinance so as to save
its constitutionality.
7/ The regulation goes on to list what "circumstances"
are relevant.
Page 21
more than what the remainder of the regulation requires, namely,
an evaluation by the Forest Service of the nature of the proposed
use in light of regulatory requirements. The regulation thus allows
the Forest Service to prevent monopolization of a National Forest
System site by groups who no longer need it. The only alternative
is to allow each group to determine for itself how long it wishes
to occupy the site, a solution inconsistent with the Forest Service's
duties to protect the National Forest System and to allocate space
among competing users. Given the availability of judicial review
of reasonableness of a permitting official's decision on this
point or any other term or condition imposed in a permit, 8/ this
portion of the regulation does not violate the Constitution.
B. Defendant's remaining arguments lack merit.
Defendant Linick raises other arguments. Each lacks merit.
Defendant's fifth argument is that the regulation is unconstitutional
because it does not require the Forest Service to explain in writing
the reasons for each of the terms and conditions imposed in a
particular permit. Defendant identifies no such unexplained condition
that was ever applied to him and
____________________________
.
8/ For reasons articulated above, Defendant's challenge
to the rule's exhaustion requirement, 36 C.F.R. § 251.101,
should be dismissed. First, Defendant lacks standing because-as
he cannot allege that he sought an administrative determination
in the first instance or that he attempted to go to court despite
36 C.F.R. § 101. In addition, the Supreme Court has held
that administrative exhaustion requirements are valid where, as
here, a statute requires such exhaustion. See Darby v. Cisneros,
509 U.S. 137 (1993); As U.S.C. § 6912(e). Finally, the regulations
allow a permit holder to request a stay of a condition pending
exhaustion. 36 C.F.R. § 251.91. :
Page 22
thus, for the reasons explained above, lacks standing to raise
this point. Assuming that Defendant has standing, given especially
that the regulation does require a written explanation of a decision
to deny a permit, 36 C.F.R. § 251.54(h)(2), the fact that
the Forest Service need not address each separate condition in
writing does not render the regulatory scheme unconstitutional.
The reason for most of these conditions is likely to be apparent
from their face. See, e.g., State of Texas v.
United States, 756 F.2d 419, 427 (5th Cir.), cert.
denied, 474 U.S. 843 (1985) (stating that courts should
''uphold a decision of - -'less than ideal clarity if the agency's
path may reasonably be discerned'); Bowman Transportation.
Inc. v. Arkansas-Best Freight System. Inc., 419 U.S. 281,
286 (1974). In the rare case where a court cannot determine the
reason the Forest Service imposed a particular condition, it may
request that the agency provide an explanation. See Cronin
v. USDA, 919 F.2d 439, 442 (7th Cir. 1990).
Defendant's sixth argument is that the Forest Service may
not protect the National Forest System from the dangers of forest
fire by requiring the holder of a permit to pay for the costs
of fires its members cause. The idea that the First Amendment
requires that a group be allowed to negligently cause forest fires
on public land without consequence is difficult to fathom. 9/
At a minimum, the Forest Service could
________________________________
9/ Putative amicus the American Civil Liberties
Union makes essentially the same argument, contending that a permit
holder may cause damage to a National Forest System site at will
without consequences because the First Amendment requires the
taxpayers to
Page 23
constitutionally impose a condition requiring a permit holder
to pay for the fire damage its members cause as means of carrying
out the statutory mandate to prevent and deter forest fires.
Defendant's final argument, that the regulation is unconstitutional
as applied to a group engage in a commercial use of the National
Forest System, is even more abstract and hypothetical than his
previous contentions. Specifically, 36 C.F.R. § 251.54(i),
which Defendant attacks, applies only to "all other special
uses," meaning all uses not subject to the noncommercial
group use regulation. Defendant agrees that Rainbow Family gatherings
are not commercial uses, see supra note 2, and the United States
has never contended that Defendant violated any regulation governing
commercial uses of the National Forest System. Accordingly, Defendant
lacks standing to raise this argument
_____________________
foot the resulting bill. Memorandum of [Proposed] Amicus Curiae
Arizona Civil Liberties Union of September 23, 1998 [hereinafter
ACLU Brief], at 1-3. Unsurprisingly, neither of the cases the
ACLU cites, nor any other decision, supports this proposition.
Cox v. New Hampshire, 312 U.S. 569 (1941), and CFNFC
v. Walsh, 774 F.2d 1515 (11th Cir. 1985), cert. denied,
475 U.S. 1120 (l986), both involved fees charged prior to an event
regardless of the event's nature. In the Forest Service's regulatory
scheme, a permit holder can avoid any liability whatsoever by
requiring its members to be careful enough to avoid fire or other
damage to the site. The acts of any "strangers" who
"show up, " ACLU Brief, at 1-2, to an event such as
a Rainbow Family gathering would not be imputed to the Rainbow
Family because the strangers' acts would not be those of the permit
holder 's.
In addition, we note that the Forest Service has never
interpreted the noncommercial group use regulation as allowing
the Forest Service to recover the costs associated with policing
an event, end that the regulation expressly prohibits the Forest
Service from considering costs associated with a "heckler's
veto." 36 C.F.R. § 251.54(h)(1)(vi).
Page 24
CONCLUSION
For the foregoing reasons, this Court should deny Defendant's
Motion To Dismiss.
Respectfully submitted,
JOSE de JESUS RIVERA
United States Attorney
(sgined)
SCOTT BALES
Assistant United States Attorney
4000 U.S. Courthouse
230 North First Avenue
Phoenix,. AZ 85025
AZ State Bar # 010147
ph: (602) 514-7500
Attorneys for the United States
September 29, 1998
FRANK W. HUNGER
Assistant Attorney General
THOMAS W. MILLET
(signed)
D. JAMES GREINER
United States Department of Justice
Civil Division Federal-Programs Branch
P.O. Box 883
Washington, D.C. 20044
ph: (202) 616-0673
fx: (202) 616-8202
VA Bar # 40774
Page 25